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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 64 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1261 CET CENTRALSECURITIESCORP Financial Services 1,211.0 $61K 0.01% NEW $50.72 +5.1%
1262 GJAN FIRSTTREXCHANGETRADEDFD 1,435.0 $61K 0.01% NEW $42.79 +5.1%
1263 ZS ZSCALERINC Technology 273.0 $61K 0.01% NEW $224.92 -42.2%
1264 SCHH SCHWABSTRATEGICTR 2,935.0 $61K 0.01% NEW $20.89 +12.2%
1265 HOOD ROBINHOODMARKETSINC Financial Services 542.0 $61K 0.01% NEW $113.10 -16.6%
1266 HIGH SIMPLIFYEXCHANGETRADED 2,747.0 $61K 0.01% NEW $22.31 -2.7%
1267 MUENCHENER 4,640.0 $61K 0.01% NEW $13.21
1268 DNP DNPSELECTINCOMEFDINC Financial Services 6,124.0 $61K 0.01% NEW $9.99 +6.3%
1269 SOUNDPTMERIDIANCAPINC 2,420.0 $61K 0.01% NEW $25.24
1270 TRILINCGLOBALIMPACTFDLLC 10,659.0 $61K 0.01% NEW $5.73
1271 GENERALAMERICANINVESTMENT 2,430.0 $61K 0.01% NEW $25.11
1272 CLS CELESTICAINC Technology 206.0 $61K 0.01% NEW $295.61 +30.4%
1273 PRIORITYINCOMEFUNDINC 2,543.0 $61K 0.01% NEW $23.91
1274 CLOI VANECKETFTRUST 1,147.0 $61K 0.01% NEW $52.83 +0.2%
1275 WELLSFARGO&COMPANY 2,488.0 $60K 0.01% NEW $24.29
1276 CRBN ISHARESTRUST 262.0 $60K 0.01% NEW $230.53 +11.0%
1277 RNEM FIRSTTREXCHANGETRADEDFDVI 1,089.0 $60K 0.01% NEW $55.37 -1.3%
1278 FMB FIRSTTRUSTMANAGEDMUNICIPAL 1,176.0 $60K 0.01% NEW $51.15 -0.0%
1279 MAIN MAINSTREETCAPITAL Financial Services 992.0 $60K 0.00% NEW $60.43 -15.3%
1280 SUSA ISHARESTRUST 430.0 $60K 0.00% NEW $139.34 +10.4%
Page 64 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%