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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 65 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 GDEC FIRST TR EXCHNG TRADED FD VIII 1,494.0 $55K 0.00% $37.02 +7.5%
1282 D DOMINION ENERGY INC Utilities 891.0 $55K 0.00% -122.0 -12.0% $61.83 +8.3%
1283 TRMB TRIMBLE INC Technology 841.0 $55K 0.00% +820.0 +3904.8% $65.23 -13.5%
1284 ATO ATMOS ENERGY CORP Utilities 296.0 $55K 0.00% -49.0 -14.2% $184.72 -8.4%
1285 MTB M & T BANK CORP Financial Services 264.0 $55K 0.00% -7.0 -2.6% $206.72 +4.5%
1286 PGIM ROCK ETF TR 1,878.0 $54K 0.00% $29.01
1287 FTEC FIDELITY COVINGTON TR 261.0 $54K 0.00% -118.0 -31.1% $208.05 +39.0%
1288 SMFG SUMITOMO MITSUI FINL GROUP Financial Services 2,737.0 $54K 0.00% -860.0 -23.9% $19.75 +11.2%
1289 FIRST TRUST EXCHANGE TRADED 2,438.0 $53K 0.00% -189.0 -7.2% $21.92
1290 PML PIMCO MUNICIPAL INCOME Financial Services 7,035.0 $53K 0.00% +107.0 +1.5% $7.57 -0.7%
1291 MAIN MAIN STREET CAPITAL Financial Services 1,005.0 $53K 0.00% +13.0 +1.3% $52.99 -3.4%
1292 CBOE CBOE GLOBAL MARKETS INC Financial Services 188.0 $53K 0.00% -71.0 -27.4% $281.07 +18.7%
1293 ETH GRAYSCALE ETHEREUM STAKING Financial Services 2,642.0 $52K 0.00% +190.0 +7.8% $19.86 -3.6%
1294 PTLC PACER FDS TR 1,000.0 $52K 0.00% $52.46 +12.2%
1295 ASO ACADEMY SPORTS AND OUTDOORS Consumer Cyclical 924.0 $52K 0.00% NEW $56.45 -6.5%
1296 LMND LEMONADE INC Financial Services 830.0 $52K 0.00% NEW $62.68 -7.5%
1297 GNOV FIRST TR EXCHANGE TRADED FD 1,336.0 $52K 0.00% $38.94 +7.1%
1298 FIRST TRUST EXCHANGE TRADED 2,260.0 $52K 0.00% +591.0 +35.4% $22.95
1299 HPE HEWLETT PACKARD ENTERPRISE Technology 2,177.0 $52K 0.00% -48K -95.7% $23.81 +80.8%
1300 PSK SPDR SERIES TRUST 1,678.0 $52K 0.00% -52.0 -3.0% $30.84 +0.7%
Page 65 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%