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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 7 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CAT CATERPILLARINC Industrials 4,295.0 $2.5M 0.18% NEW $572.90 +58.8%
122 FITB FIFTHTHIRDBANCORP Financial Services 52,432.0 $2.5M 0.18% NEW $46.81 +6.6%
123 PKG PACKAGINGCORPAMER Consumer Cyclical 11,886.0 $2.5M 0.18% NEW $206.23 +5.7%
124 AMGN AMGENINC Healthcare 7,414.0 $2.4M 0.18% NEW $327.32 +2.7%
125 BIL SPDRSERIESTRUST 26,535.0 $2.4M 0.18% NEW $91.38 +0.3%
126 KO COCACOLACOMPANY Consumer Defensive 34,477.0 $2.4M 0.18% NEW $69.91 +16.7%
127 VV VANGUARDINDEXFUNDS 7,643.0 $2.4M 0.18% NEW $314.80 +9.6%
128 SPSB SPDRSERIESTRUST 78,824.0 $2.4M 0.18% NEW $30.20 -0.6%
129 ADBE ADOBEINC Technology 6,801.0 $2.4M 0.18% NEW $349.99 -31.9%
130 MCD MCDONALDSCORP Consumer Cyclical 7,775.0 $2.4M 0.18% NEW $305.65 -8.1%
131 SHY ISHARESTRUST 28,633.0 $2.4M 0.18% NEW $82.82 -0.7%
132 MP MPMATERIALSCORP Basic Materials 45,831.0 $2.3M 0.17% NEW $50.52 +29.1%
133 SCHW CHARLESSCHWABCORPNEW Financial Services 22,967.0 $2.3M 0.17% NEW $99.91 -14.3%
134 BIV VANGUARDINTERMEDIATETERM 29,309.0 $2.3M 0.17% NEW $77.88 -1.6%
135 DY DYCOMINDUSTRIESINC Industrials 6,739.0 $2.3M 0.17% NEW $337.90 +56.6%
136 CSCO CISCOSYSTEMSINC Technology 29,550.0 $2.3M 0.17% NEW $77.03 +55.4%
137 COST COSTCOWHOLESALECORP-NEW Consumer Defensive 2,633.0 $2.3M 0.17% NEW $862.43 +16.4%
138 BOE BLACKROCKENHANCEDGLOBAL Financial Services 193,570.0 $2.3M 0.17% NEW $11.71 +2.4%
139 SPSM SPDRSERIESTRUST 47,996.0 $2.2M 0.17% NEW $46.86 +15.9%
140 SKYY FIRSTTRUSTCLOUDCOMPUTING 17,288.0 $2.2M 0.17% NEW $130.09 +1.7%
Page 7 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%