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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 71 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 GAPR FIRST TR EXCHANGE TRADED FD 1,000.0 $40K 0.00% $40.47 +3.2%
1402 XYLG GLOBAL X FUNDS 1,539.0 $40K 0.00% $26.28 +10.5%
1403 SHRY FIRST TR EXCHANGE TRADED FD VI 928.0 $40K 0.00% $43.49 +0.8%
1404 ADYEN N V 4,114.0 $40K 0.00% +275.0 +7.2% $9.80
1405 INNOVATOR ETFS TR 1,400.0 $40K 0.00% $28.27
1406 HST HOST HOTELS & RESORTS INC Real Estate 2,063.0 $40K 0.00% -12.0 -0.6% $19.16 +19.9%
1407 IMTB ISHARES TRUST 900.0 $39K 0.00% $43.82 -0.2%
1408 AEIS ADVANCED ENERGY INDUSTRIES INC Industrials 122.0 $39K 0.00% +13.0 +11.9% $322.70 -6.4%
1409 AWK AMERICAN WTR WKS CO INC Utilities 288.0 $39K 0.00% +5.0 +1.8% $136.09 -9.4%
1410 GMAR FIRST TR EXCHANGE TRADED FD 940.0 $39K 0.00% $41.69 +6.0%
1411 PAHC PHIBRO ANIMAL HEALTH Healthcare 708.0 $39K 0.00% NEW $55.31 -44.3%
1412 KBS REAL ESTATE INVT TR III 14,502.0 $39K 0.00% $2.70
1413 PSLV SPROTT PHYSICAL SILVER Financial Services 1,600.0 $39K 0.00% -800.0 -33.3% $24.39 -1.3%
1414 OPP RIVERNORTH DOUBLELINE STRATEGC Financial Services 5,085.0 $39K 0.00% $7.67 -0.1%
1415 VTOL BRISTOW GROUP INC Energy 831.0 $39K 0.00% NEW $46.89 -11.2%
1416 GSLC GOLDMAN SACHS ETF TRUST 310.0 $39K 0.00% +76.0 +32.5% $125.13 +14.7%
1417 FLY FIREFLY AEROSPACE INC Industrials 1,362.0 $39K 0.00% -343.0 -20.1% $28.47 +63.3%
1418 GAP GAP INC Consumer Cyclical 1,602.0 $39K 0.00% +45.0 +2.9% $24.20 -12.5%
1419 INVH INVITATION HOMES INC Real Estate 1,560.0 $39K 0.00% -214.0 -12.1% $24.85 +17.7%
1420 CODI COMPASS DIVERSIFIED Industrials 4,931.0 $39K 0.00% $7.86 +44.4%
Page 71 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%