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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 72 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1421 CRH PUBLIC LIMITED COMPANY 368.0 $39K 0.00% -17.0 -4.4% $105.12
1422 FCT FIRST TR SENIOR FLOATING RATE Financial Services 4,005.0 $39K 0.00% +1K +42.5% $9.64 +0.2%
1423 FIRST TRUST EXCHANGE TRADED 1,935.0 $39K 0.00% $19.92
1424 GRMN GARMIN LTD Technology 166.0 $39K 0.00% $232.01 +0.9%
1425 DNTH DIANTHUS THERAPEUTICS INC Healthcare 456.0 $38K 0.00% NEW $83.92 +10.8%
1426 BCRX BIOCRYST PHARMACEUTICALS INC Healthcare 4,000.0 $38K 0.00% -2K -33.3% $9.52 -6.4%
1427 DECK DECKERS OUTDOOR CORPORATION Consumer Cyclical 380.0 $38K 0.00% +31.0 +8.9% $100.09 +13.7%
1428 RSPT INVESCO EXCHANGE TRADED FD TR 840.0 $38K 0.00% $45.26 +42.4%
1429 CLOA BLACKROCK ETF TRUST II 733.0 $38K 0.00% -998.0 -57.6% $51.83 +0.3%
1430 NUKZ EXCHANGE TRADED CONCEPTS TRUST 575.0 $38K 0.00% $65.77 +10.0%
1431 QBTS D WAVE QUANTUM INC Technology 2,619.0 $38K 0.00% +100.0 +4.0% $14.43 +108.7%
1432 EXCHANGE INCOME CORPORATION 500.0 $38K 0.00% -100.0 -16.7% $75.12
1433 ROP ROPER TECHNOLOGIES INC Industrials 106.0 $38K 0.00% $353.86 -8.0%
1434 SOXY TIDAL TRUST II 591.0 $37K 0.00% NEW $63.21 +59.3%
1435 BCX BLACKROCK RESOURCES & Financial Services 3,098.0 $37K 0.00% -2K -34.6% $12.05 +0.1%
1436 OTIS OTIS WORLDWIDE CORPORATION Industrials 484.0 $37K 0.00% +139.0 +40.3% $77.08 -8.1%
1437 SM SM ENERGY COMPANY Energy 1,194.0 $37K 0.00% -153.0 -11.4% $31.18 -1.5%
1438 OUSA ALPS ETF TRUST 667.0 $37K 0.00% $55.69 +5.6%
1439 IWV ISHARES RUSSELL 3000 ETF 100.0 $37K 0.00% $370.68 +15.7%
1440 DAUG FIRST TR EXCHANGE TRADED FD 849.0 $37K 0.00% -206.0 -19.5% $43.55 +7.1%
Page 72 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%