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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 73 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 OPP RIVERNORTHDOUBLELINESTRATEGC Financial Services 5,085.0 $40K 0.00% NEW $7.95 -3.6%
1442 USIG ISHARESTRUST 779.0 $40K 0.00% NEW $51.77 -0.7%
1443 INNOVATORETFSTR 1,454.0 $40K 0.00% NEW $27.74
1444 FIRSTTRUSTEXCHANGETRADED 1,935.0 $40K 0.00% NEW $20.82
1445 SILA SILAREALTYTRUSTINC Real Estate 1,728.0 $40K 0.00% NEW $23.31 +29.7%
1446 GAMESTOPCORP 2,000.0 $40K 0.00% NEW $20.08
1447 GAPR FIRSTTREXCHANGETRADEDFD 1,000.0 $40K 0.00% NEW $39.99 +4.4%
1448 FPWR FIRSTTRUSTEXCHANGETRADED 1,210.0 $40K 0.00% NEW $33.04 +11.7%
1449 LVHD LEGGMASONETFINVESTMENTTRST 1,000.0 $40K 0.00% NEW $39.88 +6.4%
1450 GAP GAPINC Consumer Cyclical 1,557.0 $40K 0.00% NEW $25.60 -17.4%
1451 IMTB ISHARESTRUST 900.0 $40K 0.00% NEW $44.20 -1.0%
1452 ARLINGTONASSETINVESTMENT 1,940.0 $40K 0.00% NEW $20.50
1453 FIRSTTRUSTEXCHANGETRADED 1,669.0 $39K 0.00% NEW $23.62
1454 KBSREALESTATEINVTTRIII 14,502.0 $39K 0.00% NEW $2.70
1455 INNOVATORETFSTR 1,400.0 $39K 0.00% NEW $27.92
1456 SHRY FIRSTTREXCHANGETRADEDFDVI 928.0 $39K 0.00% NEW $41.94 +4.5%
1457 IWV ISHARESRUSSELL3000ETF 100.0 $39K 0.00% NEW $386.85 +10.9%
1458 NU NUHOLDINGSLTD Financial Services 2,301.0 $39K 0.00% NEW $16.74 -21.6%
1459 TMC TMCTHEMETALSCOINC Basic Materials 6,240.0 $38K 0.00% NEW $6.17 -1.9%
1460 GMAR FIRSTTREXCHANGETRADEDFD 940.0 $38K 0.00% NEW $40.94 +8.0%
Page 73 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%