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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 73 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 NUVEEN REAL ESTATE INCOME FD 4,953.0 $37K 0.00% -65K -92.9% $7.46
1442 DOX AMDOCS LIMITED Technology 565.0 $37K 0.00% +138.0 +32.3% $65.26 -3.6%
1443 ISTB ISHARES TR 760.0 $37K 0.00% $48.46 -0.1%
1444 FLS FLOWSERVE CORP Industrials 501.0 $37K 0.00% $73.51 +2.7%
1445 ASM INTERNATIONAL NV 50.0 $37K 0.00% +6.0 +13.6% $733.94
1446 WYNN WYNN RESORTS LTD Consumer Cyclical 360.0 $37K 0.00% +160.0 +80.0% $101.55 -0.3%
1447 GEM GOLDMAN SACHS ETF TRUST 846.0 $37K 0.00% +391.0 +85.9% $43.20 +20.3%
1448 PFG PRINCIPAL FINANCIAL GROUP INC Financial Services 405.0 $36K 0.00% +215.0 +113.2% $90.11 +15.0%
1449 FG F&G ANNUITIES & LIFE INC Financial Services 1,438.0 $36K 0.00% +311.0 +27.6% $25.33 +9.5%
1450 SNA SNAP-ON INC Industrials 100.0 $36K 0.00% +5.0 +5.3% $363.22 +2.2%
1451 INNOVATOR ETFS TR 1,277.0 $36K 0.00% $28.20
1452 WES WESTERN MIDSTREAM PARTNERS LP Energy 873.0 $36K 0.00% +97.0 +12.5% $41.21 +4.0%
1453 INNOVATOR ETFS TR 1,334.0 $36K 0.00% -120.0 -8.2% $26.95
1454 JUNT AIM ETF PRODUCTS TRUST 1,000.0 $36K 0.00% $35.94 +5.5%
1455 XLG INVESCO EXCHANGE TRADED FD TR 657.0 $36K 0.00% -34K -98.1% $54.55 +18.0%
1456 HSBC HSBC HOLDINGS PLC Financial Services 429.0 $35K 0.00% -6.0 -1.4% $82.61 +13.5%
1457 CMS CMS ENERGY CORP Utilities 454.0 $35K 0.00% -510.0 -52.9% $77.58 -6.5%
1458 TSI TCW STRATEGIC INCOME FUND INC Financial Services 7,839.0 $35K 0.00% -391.0 -4.8% $4.49 +0.9%
1459 ACWV ISHARES INC 294.0 $35K 0.00% $119.51 +2.1%
1460 MQY BLACKROCK MUNIYIELD QUALITY FD Financial Services 3,194.0 $35K 0.00% $10.98 +4.1%
Page 73 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%