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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 74 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 OUSA ALPSETFTRUST 665.0 $38K 0.00% NEW $57.73 +1.9%
1462 PRAXISPRECISIONMEDICINES 130.0 $38K 0.00% NEW $294.74
1463 RSPT INVESCOEXCHANGETRADEDFDTR 840.0 $38K 0.00% NEW $45.51 +41.6%
1464 FLY FIREFLYAEROSPACEINC Industrials 1,705.0 $38K 0.00% NEW $22.37 +107.8%
1465 SBAC SBACOMMUNICATIONSCORPNEW Real Estate 197.0 $38K 0.00% NEW $193.43 +5.0%
1466 XYL XYLEMINC Industrials 279.0 $38K 0.00% NEW $136.18 -19.8%
1467 BRIGHTHOUSEFINANCIALINC 2,475.0 $38K 0.00% NEW $15.25
1468 PGEN PRECIGENINC Healthcare 9,015.0 $38K 0.00% NEW $4.18 +3.8%
1469 LTH LIFETIMEGROUPHOLDINGSINC Consumer Cyclical 1,403.0 $37K 0.00% NEW $26.58 +24.5%
1470 EIIA EAGLEPOINTINSTITUTIONAL Financial Services 1,479.0 $37K 0.00% NEW $25.21 +0.4%
1471 ELF ELFBEAUTYINC Consumer Defensive 489.0 $37K 0.00% NEW $76.04 -26.4%
1472 TBLU TORTOISECAPITALSERIESTRUST 730.0 $37K 0.00% NEW $50.81 -1.6%
1473 ISTB ISHARESTR 760.0 $37K 0.00% NEW $48.75 -0.7%
1474 CLOU GLOBALXFDS 1,637.0 $37K 0.00% NEW $22.62 +7.3%
1475 THRO BLACKROCKETFTRUST 958.0 $37K 0.00% NEW $38.56 +12.7%
1476 AWK AMERICANWTRWKSCOINC Utilities 283.0 $37K 0.00% NEW $130.50 -5.5%
1477 TAC TRANSALTACORP Utilities 2,919.0 $37K 0.00% NEW $12.64 +12.5%
1478 CNLHEALTHCAREPPTYSINC 5,555.0 $37K 0.00% NEW $6.64
1479 HST HOSTHOTELS&RESORTSINC Real Estate 2,075.0 $37K 0.00% NEW $17.73 +29.6%
1480 NUKZ EXCHANGETRADEDCONCEPTSTRUST 575.0 $37K 0.00% NEW $63.50 +13.9%
Page 74 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%