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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 81 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1601 AIG AMERICAN INTERNATIONAL GROUP Financial Services 345.0 $26K 0.00% +26.0 +8.2% $75.25 -0.6%
1602 OKTA OKTA INC Technology 329.0 $26K 0.00% -65.0 -16.5% $78.71 +53.5%
1603 BBJP J P MORGAN EXCHANGE TRADED FD 373.0 $26K 0.00% NEW $68.91 +9.8%
1604 AGQ PROSHARES ULTRA SILVER Financial Services 215.0 $26K 0.00% +115.0 +115.0% $119.51 -4.2%
1605 TKO TKO GROUP HOLDINGS INC Communication Services 127.0 $26K 0.00% -68.0 -34.9% $201.65 +0.9%
1606 CHPY TIDAL TRUST II 458.0 $25K 0.00% NEW $55.66 +45.2%
1607 JMTG J P MORGAN EXCHANGE TRADED FD 498.0 $25K 0.00% +5.0 +1.0% $51.10 -0.8%
1608 IMCV ISHARES MORNINGSTAR MID CAP 300.0 $25K 0.00% $84.78 +6.2%
1609 NOCT INNOVATOR ETFS TR 450.0 $25K 0.00% $56.36 +10.6%
1610 SHM SPDR SERIES TRUST 528.0 $25K 0.00% -69.0 -11.6% $47.89 +0.0%
1611 DMAR FIRST TR EXCHANGE TRADED FD 596.0 $25K 0.00% $42.40 +5.4%
1612 AVNT AVIENT CORPORATION Basic Materials 695.0 $25K 0.00% $36.30 -1.1%
1613 TETRAGON FINANCIAL GROUP 1,800.0 $25K 0.00% $14.00
1614 PJT PJT PARTNERS INC Financial Services 180.0 $25K 0.00% $139.72 +10.8%
1615 FXI ISHARES CHINA LARGE CAP ETF 700.0 $25K 0.00% $35.90 -2.0%
1616 MDGL MADRIGAL PHARMACEUTICALS INC Healthcare 48.0 $25K 0.00% $523.46 -4.7%
1617 DLTR DOLLAR TREE INC Consumer Defensive 229.0 $25K 0.00% -41.0 -15.2% $109.51 +6.5%
1618 MITSUBISHI HEAVY INDS LTD 944.0 $25K 0.00% NEW $26.54
1619 MRNA MODERNA INC Healthcare 493.0 $25K 0.00% -49.0 -9.0% $50.80 -4.5%
1620 OBIL RBB FUND INC 500.0 $25K 0.00% $50.07 -0.1%
Page 81 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%