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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 83 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1641 PDFS PDFSOLUTIONSINC Technology 923.0 $26K 0.00% NEW $28.53 +71.2%
1642 MGA MAGNAINTERNATIONALINC Consumer Cyclical 493.0 $26K 0.00% NEW $53.30 +21.5%
1643 PFFA ETFISSERIESTRUSTI 1,219.0 $26K 0.00% NEW $21.55 -0.9%
1644 KPLUSSAG 3,600.0 $26K 0.00% NEW $7.29
1645 WTFC WINTRUSTFINANCIALCORP Financial Services 187.0 $26K 0.00% NEW $139.82 +7.4%
1646 NOCT INNOVATORETFSTR 450.0 $26K 0.00% NEW $57.92 +7.6%
1647 ICICIBANKLTD 874.0 $26K 0.00% NEW $29.80
1648 AUB ATLANTICUNIONBANKSHARES Financial Services 737.0 $26K 0.00% NEW $35.30 +6.6%
1649 BRAZ GLOBALXFUNDS 951.0 $26K 0.00% NEW $27.33 +11.2%
1650 MORGANSTANLEY 1,028.0 $26K 0.00% NEW $25.25
1651 PFBC PREFERREDBANK Financial Services 274.0 $26K 0.00% NEW $94.43 +1.5%
1652 JNUG DIREXIONSHARESETFTRUST 125.0 $26K 0.00% NEW $206.54 -9.4%
1653 QMCO QUANTUMCORPORATION Technology 4,000.0 $26K 0.00% NEW $6.45 +50.5%
1654 DISCOCORP 839.0 $26K 0.00% NEW $30.73
1655 SPYD SPDRSERIESTRUST 593.0 $26K 0.00% NEW $43.30 +9.7%
1656 TRC TEJONRANCHCO Industrials 1,628.0 $26K 0.00% NEW $15.77 +22.6%
1657 DIVO AMPLIFYETFTR 576.0 $26K 0.00% NEW $44.52 +3.9%
1658 CGGO CAPITALGROUPGLOBALGROWTH 740.0 $26K 0.00% NEW $34.65 +18.4%
1659 MASI MASIMOCORP Healthcare 196.0 $25K 0.00% NEW $130.06 +37.2%
1660 QJUN FIRSTTREXCHANGETRADEDFD 800.0 $25K 0.00% NEW $31.84 +6.0%
Page 83 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%