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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 86 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 IXP ISHARESTRUST 195.0 $24K 0.00% NEW $121.77 +1.5%
1702 FIRSTTREXCHANGETRADEDFD 1,000.0 $24K 0.00% NEW $23.73
1703 CODI COMPASSDIVERSIFIED Industrials 4,931.0 $24K 0.00% NEW $4.80 +136.4%
1704 NJUL INNOVATORETFSTR 325.0 $24K 0.00% NEW $72.62 +6.0%
1705 CGCP CAPITALGROUPFIXEDINCOMEETF 1,042.0 $24K 0.00% NEW $22.64 -1.4%
1706 CGSD CAPITALGROUPFIXEDINCOMEETF 905.0 $24K 0.00% NEW $26.01 -0.9%
1707 MDYV SPDRSERIESTRUST 276.0 $23K 0.00% NEW $84.85 +7.8%
1708 NINTENDOCOLTD-ADRNEW 1,384.0 $23K 0.00% NEW $16.90
1709 BHP BHPGROUPLIMITED Basic Materials 387.0 $23K 0.00% NEW $60.41 +47.2%
1710 PZA INVESCOEXCHANGETRADEDFDTR 1,005.0 $23K 0.00% NEW $23.19 +0.4%
1711 IFEB INNOVATORETFSTRUST 768.0 $23K 0.00% NEW $30.22 +3.1%
1712 EFR EATONVANCESENIORFLOATING Financial Services 2,075.0 $23K 0.00% NEW $11.14 -5.7%
1713 UHAL UHAULHOLDINGCOMPANY Industrials 458.0 $23K 0.00% NEW $50.41 +14.8%
1714 CVSA ADTALEMGLOBALEDUCATIONINC Consumer Cyclical 223.0 $23K 0.00% NEW $103.47 +13.9%
1715 AER AERCAPHOLDINGSNV Industrials 160.0 $23K 0.00% NEW $143.76 -3.0%
1716 TAIL CAMBRIAETFTR 2,000.0 $23K 0.00% NEW $11.49 -6.8%
1717 EXI ISHARESGLOBALINDUSTRIALSETF 131.0 $23K 0.00% NEW $175.34 +11.1%
1718 GAA CAMBRIAETFTRUST 706.0 $23K 0.00% NEW $32.51 +8.4%
1719 DV DOUBLEVERIFYHOLDINGSINC Technology 1,998.0 $23K 0.00% NEW $11.44 -15.2%
1720 TECB ISHARESTRUST 375.0 $23K 0.00% NEW $60.88 +20.5%
Page 86 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%