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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 87 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1721 AEIS ADVANCEDENERGYINDUSTRIESINC Industrials 109.0 $23K 0.00% NEW $209.37 +44.3%
1722 IGEB ISHARESTR 499.0 $23K 0.00% NEW $45.66 -1.0%
1723 NVCT NUVECTISPHARMAINC Healthcare 3,000.0 $23K 0.00% NEW $7.55 +29.1%
1724 SCHM SCHWABSTRATEGICTR 753.0 $23K 0.00% NEW $30.07 +17.5%
1725 SLYV SPDRSERIESTRUST 248.0 $23K 0.00% NEW $90.97 +14.7%
1726 ESGD ISHARESTRUST 237.0 $23K 0.00% NEW $95.09 +8.8%
1727 LOREALCO-ADR 261.0 $22K 0.00% NEW $86.11
1728 ALB ALBEMARLECORPORATION Basic Materials 158.0 $22K 0.00% NEW $142.13 +24.1%
1729 BHFAM BRIGHTHOUSEFINANCIALINC Financial Services 2,030.0 $22K 0.00% NEW $11.04 -0.6%
1730 FXL FIRSTTREXCHANGETRADEDFDII 133.0 $22K 0.00% NEW $168.28 +25.4%
1731 INNOVATORETFSTRUST 770.0 $22K 0.00% NEW $29.06
1732 WFRD WEATHERFORDINTERNATIONAL Energy 284.0 $22K 0.00% NEW $78.26 +32.4%
1733 FIRSTTREXCHANGETRADEDFD 1,000.0 $22K 0.00% NEW $22.05
1734 OFSCREDITCOMPANYINC 875.0 $22K 0.00% NEW $25.17
1735 MSCINCOMEFUNDINC 1,666.0 $22K 0.00% NEW $13.14
1736 ARM ARMHOLDINGSPLC Technology 200.0 $22K 0.00% NEW $109.31 +223.2%
1737 INNOVATORETFSTR 800.0 $22K 0.00% NEW $27.24
1738 AVNT AVIENTCORPORATION Basic Materials 695.0 $22K 0.00% NEW $31.24 +13.4%
1739 HUSV FIRSTTREXCHANGETRADED 560.0 $22K 0.00% NEW $38.75 +0.6%
1740 L LOEWSCORPORATION Financial Services 206.0 $22K 0.00% NEW $105.31 -1.7%
Page 87 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%