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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 88 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 RJF RAYMOND JAMES FINANCIAL INC Financial Services 126.0 $18K 0.00% $145.17 -1.3%
1742 TE T1 ENERGY INC Industrials 4,160.0 $18K 0.00% $4.39 +135.7%
1743 ESIX SPDR SERIES TRUST 575.0 $18K 0.00% $31.73 +9.6%
1744 BEAM BEAM THERAPEUTICS INC Healthcare 763.0 $18K 0.00% $23.83 +39.0%
1745 IXC ISHARES GLOBAL ENERGY ETF 315.0 $18K 0.00% NEW $57.61 -7.4%
1746 CGMM CAPITAL GROUP EQUITY ETF TRUST 618.0 $18K 0.00% $29.36 +8.4%
1747 PT BK RAKYAT 1,852.0 $18K 0.00% -13.0 -0.7% $9.80
1748 PFEB INNOVATOR ETFS TR 450.0 $18K 0.00% $40.10 +7.3%
1749 PLOW DOUGLAS DYNAMICS INC Consumer Cyclical 428.0 $18K 0.00% -69.0 -13.9% $42.09 +5.5%
1750 SUN SUNOCO LP Energy 277.0 $18K 0.00% -14.0 -4.8% $64.97 +0.3%
1751 DBEZ DBX ETF TRUST 327.0 $18K 0.00% $55.03 +10.2%
1752 CRBN ISHARES TRUST 80.0 $18K 0.00% -182.0 -69.5% $222.80 +14.9%
1753 DECT AIM ETF PRODUCTS TRUST 500.0 $18K 0.00% $35.55 +10.5%
1754 BROWN-FORMAN CORPORATION 661.0 $18K 0.00% $26.79
1755 MARUBENI CORP-ADR 50.0 $18K 0.00% $353.12
1756 DPM METALS INC 500.0 $18K 0.00% $35.21
1757 WAT WATERS CORP Healthcare 59.0 $18K 0.00% +49.0 +490.0% $297.80 +27.1%
1758 SU SUNCOR ENERGY INC Energy 265.0 $18K 0.00% $66.11 -5.7%
1759 BBCA J P MORGAN EXCHANGE TRADED FD 186.0 $17K 0.00% +173.0 +1330.8% $94.06 +7.2%
1760 PTLO PORTILLO S INC Consumer Cyclical 3,300.0 $17K 0.00% $5.29 -17.4%
Page 88 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%