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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 91 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1801 HGLB HIGHLANDGLOBALALLOCATIONFD Financial Services 2,067.0 $19K 0.00% NEW $9.13 -11.3%
1802 CWI SPDRINDEXSHSFDS 523.0 $19K 0.00% NEW $35.92 +13.7%
1803 HERD PACERFUNDSTRUST 425.0 $18K 0.00% NEW $43.46 +11.6%
1804 ALBEMARLECORP 311.0 $18K 0.00% NEW $59.39
1805 DKS DICKSSPORTINGGOODSINC Consumer Cyclical 93.0 $18K 0.00% NEW $197.97 +15.0%
1806 HESM HESSMIDSTREAMLP Energy 533.0 $18K 0.00% NEW $34.50 +8.7%
1807 FLO FLOWERSFOODSINC Consumer Defensive 1,686.0 $18K 0.00% NEW $10.88 -29.8%
1808 DECT AIMETFPRODUCTSTRUST 500.0 $18K 0.00% NEW $36.66 +7.2%
1809 PFEB INNOVATORETFSTR 450.0 $18K 0.00% NEW $40.72 +5.7%
1810 BSCQ INVESCOEXCHANGETRADEDSELF 935.0 $18K 0.00% NEW $19.57 -0.2%
1811 BOEINGCOMPANY(THE) 265.0 $18K 0.00% NEW $69.06
1812 FTA FIRSTTRUSTLARGECAPVALUE 210.0 $18K 0.00% NEW $86.34 +10.4%
1813 ADAMASTRUSTINC 700.0 $18K 0.00% NEW $25.87
1814 ESIX SPDRSERIESTRUST 575.0 $18K 0.00% NEW $31.46 +10.5%
1815 HTGC HERCULESCAPITALINC Financial Services 960.0 $18K 0.00% NEW $18.83 -17.9%
1816 DBEZ DBXETFTRUST 327.0 $18K 0.00% NEW $55.12 +10.0%
1817 EIX EDISONINTERNATIONAL Utilities 299.0 $18K 0.00% NEW $60.02 +16.5%
1818 SECT NORTHERNLTSFDTRIV 278.0 $18K 0.00% NEW $64.53 +10.6%
1819 RKLB ROCKETLABCORPORATION Industrials 256.0 $18K 0.00% NEW $69.76 +105.7%
1820 CGMM CAPITALGROUPEQUITYETFTRUST 618.0 $18K 0.00% NEW $28.84 +10.3%
Page 91 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%