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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 93 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1841 RWJ INVESCO EXCHANGE TRADED FUND 268.0 $14K 0.00% $50.48 +11.8%
1842 IHAK ISHARES TRUST 309.0 $13K 0.00% -288.0 -48.2% $43.65 +30.2%
1843 KXI ISHARES GLOBAL CONSUMER 200.0 $13K 0.00% $67.01 +1.1%
1844 EYLD CAMBRIA ETF TR 323.0 $13K 0.00% $41.41 +13.1%
1845 DRLL EA SERIES TRUST 338.0 $13K 0.00% $39.48 -9.9%
1846 ISEP INNOVATOR ETFS TRUST 401.0 $13K 0.00% $32.79 +4.7%
1847 BALL BALL CORP Consumer Cyclical 222.0 $13K 0.00% -186.0 -45.6% $59.11 -6.7%
1848 ARCC ARES CAPITAL CORPORATION Financial Services 728.0 $13K 0.00% $18.02 +5.0%
1849 HEDJ WISDOMTREE TR 250.0 $13K 0.00% -2K -89.6% $52.30 +9.2%
1850 VIOG VANGUARD ADMIRAL FDS INC 105.0 $13K 0.00% $124.46 +12.6%
1851 APLD APPLIED DIGITAL CORPORATION Technology 550.0 $13K 0.00% -225.0 -29.0% $23.74 +99.5%
1852 PAGP PLAINS GP HOLDINGS L P Energy 537.0 $13K 0.00% -80.0 -13.0% $24.28 +0.8%
1853 HEIDELBERG MATERIALS AG 315.0 $13K 0.00% -68.0 -17.8% $41.10
1854 DAPR FIRST TR EXCHANGE TRADED FD 325.0 $13K 0.00% $39.76 +3.0%
1855 BYRN BYRNA TECHNOLOGIES INC Industrials 1,400.0 $13K 0.00% -1K -46.4% $9.18 -31.2%
1856 EMLC VANECK ETF TRUST 510.0 $13K 0.00% +4.0 +0.8% $25.15 +1.9%
1857 AMZY TIDAL TRUST II 1,161.0 $13K 0.00% NEW $11.02 +11.4%
1858 SE SEA LIMITED Consumer Cyclical 154.0 $13K 0.00% -1.0 -0.7% $82.81 +10.8%
1859 GTY GETTY REALTY CORP NEW Real Estate 400.0 $13K 0.00% $31.80 +2.3%
1860 FEMB FIRST TRUST EMERGING MARKETS 441.0 $13K 0.00% $28.73 +2.4%
Page 93 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%