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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 95 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1881 AA ALCOACORPORATION Basic Materials 285.0 $15K 0.00% NEW $53.18 +46.0%
1882 RBLX ROBLOXCORPORATION Technology 187.0 $15K 0.00% NEW $81.03 -41.8%
1883 WLK WESTLAKECORPORATION Basic Materials 204.0 $15K 0.00% NEW $73.94 +17.4%
1884 MICC MAGNUMICECREAMCOMPANY Consumer Defensive 951.0 $15K 0.00% NEW $15.85 +2.2%
1885 PTLO PORTILLOSINC Consumer Cyclical 3,300.0 $15K 0.00% NEW $4.54 -5.5%
1886 BLOCKINC 230.0 $15K 0.00% NEW $65.09
1887 VIS VANGUARDSECTORINDEXFDS 50.0 $15K 0.00% NEW $299.18 +13.9%
1888 BIIB BIOGENINC Healthcare 85.0 $15K 0.00% NEW $175.99 +11.4%
1889 SPD SIMPLIFYEXCHANGETRADEDFUNDS 380.0 $15K 0.00% NEW $39.26 +7.0%
1890 TROW PRICETROWEGROUPINC Financial Services 145.0 $15K 0.00% NEW $102.38 +2.1%
1891 SODEXO 1,445.0 $15K 0.00% NEW $10.26
1892 IYJ ISHARESTRUST 100.0 $15K 0.00% NEW $148.17 +6.6%
1893 SMCI SUPERMICROCOMPUTERINC Technology 506.0 $15K 0.00% NEW $29.27 +57.5%
1894 OXFORDLANECAPITALCORP 600.0 $15K 0.00% NEW $24.60
1895 ARCC ARESCAPITALCORPORATION Financial Services 728.0 $15K 0.00% NEW $20.23 -6.1%
1896 IYK ISHARESTRUST 220.0 $15K 0.00% NEW $66.92 +6.3%
1897 FBL GRANITESHARESETFTRUST 450.0 $15K 0.00% NEW $32.51 -16.9%
1898 QDF FLEXSHARESTR 181.0 $15K 0.00% NEW $80.81 +10.3%
1899 SWBI SMITH&WESSONBRANDSINC Industrials 1,474.0 $15K 0.00% NEW $9.87 +54.2%
1900 RELX RELXPLC Communication Services 359.0 $15K 0.00% NEW $40.42 -18.9%
Page 95 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%