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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 95 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1881 EMERA INC 230.0 $12K 0.00% -40.0 -14.8% $51.87
1882 FCVT FIRST TRUST 267.0 $12K 0.00% $44.32 +19.8%
1883 BEN FRANKLIN RESOURCES INC Financial Services 500.0 $12K 0.00% $23.62 +32.7%
1884 BNS BANK OF NOVA SCOTIA Financial Services 170.0 $12K 0.00% $69.31 +14.2%
1885 EMC GLOBAL X FDS 381.0 $12K 0.00% $30.89 +22.4%
1886 FLAGSTAR BANK NATIONAL 892.0 $12K 0.00% $13.17
1887 CRDO CREDO TECHNOLOGY GROUP Technology 125.0 $12K 0.00% -1K -91.3% $93.86 +146.4%
1888 CHKP CHECK POINT SOFTWARE Technology 82.0 $12K 0.00% +22.0 +36.7% $142.84 -6.5%
1889 TMFG RBB FD INC 414.0 $12K 0.00% $28.26 +9.1%
1890 PGF INVESCO EXCHANGE TRADED FUND 850.0 $12K 0.00% $13.76 +0.8%
1891 BXMT BLACKSTONE MORTGAGE TRUST INC Real Estate 610.0 $12K 0.00% $19.15 -4.5%
1892 GUT GABELLI UTILITY TR Financial Services 1,929.0 $12K 0.00% $6.05 +3.5%
1893 CIEN CIENA CORPORATION Technology 30.0 $12K 0.00% +21.0 +233.3% $388.20 +40.6%
1894 IGM ISHARES TRUST 98.0 $12K 0.00% -2.0 -2.0% $118.50 +39.1%
1895 BBN BLACKROCK TAXABLE MUNICIPAL Financial Services 716.0 $12K 0.00% +12.0 +1.7% $16.19 -0.9%
1896 BBEU J P MORGAN EXCHANGE TRADED FD 160.0 $12K 0.00% NEW $72.41 +7.9%
1897 FYT FIRST TR EXCHANGE TRADED 187.0 $12K 0.00% $61.79 +7.2%
1898 SIRI SIRIUSXM HOLDINGS INC Communication Services 498.0 $12K 0.00% -100.0 -16.7% $23.12 +27.7%
1899 CHRW C H ROBINSON WORLDWIDE INC Industrials 69.0 $11K 0.00% -7.0 -9.2% $166.06 +5.6%
1900 VGK VANGUARD INTL EQUITY INDEX FD 139.0 $11K 0.00% +65.0 +87.8% $82.42 +8.8%
Page 95 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%