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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 98 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1941 GPRF GOLDMAN SACHS ETF TR 200.0 $10K 0.00% NEW $49.81 +1.3%
1942 QNC QUANTUM EMOTION CORP Technology 4,344.0 $10K 0.00% $2.29 +40.0%
1943 OKLO OKLO INC Utilities 200.0 $10K 0.00% -150.0 -42.9% $49.59 +31.1%
1944 NPWR NET POWER INC Industrials 6,340.0 $10K 0.00% +5K +373.1% $1.56 +24.0%
1945 EIM EATON VANCE MUNICIPAL BOND FD Financial Services 1,000.0 $10K 0.00% NEW $9.77 +1.0%
1946 CGBL CAPITAL GROUP CORE BALANCED 283.0 $10K 0.00% $34.41 +9.6%
1947 JMUB J P MORGAN EXCHANGE TRADED FD 194.0 $10K 0.00% $50.16 +0.6%
1948 UPBOUND GROUP INC 535.0 $10K 0.00% NEW $18.05
1949 KCE SPDR SERIES TRUST 70.0 $10K 0.00% NEW $137.60 +10.2%
1950 SYSB ISHARES TR 108.0 $10K 0.00% +70.0 +184.2% $89.00 -0.3%
1951 BMAR INNOVATOR ETFS TR 180.0 $9K 0.00% $52.48 +9.7%
1952 XES SPDR SERIES TRUST 81.0 $9K 0.00% $116.32 +3.8%
1953 SPTI SPDR SERIES TRUST 328.0 $9K 0.00% -5K -93.7% $28.66 -0.8%
1954 VAC MARRIOTT VACATIONS WORLDWIDE Consumer Cyclical 143.0 $9K 0.00% $65.12 +32.6%
1955 CHTR CHARTER COMMUNICATIONS INC Communication Services 43.0 $9K 0.00% +14.0 +48.3% $215.86 -34.3%
1956 MMT MFS MULTIMARKET INCOME TRUST Financial Services 2,000.0 $9K 0.00% $4.62 -2.1%
1957 AIOT POWERFLEET INC Technology 3,000.0 $9K 0.00% -10K -76.9% $3.08 +19.0%
1958 LYG LLOYDS BANKING GROUP PLC Financial Services 1,788.0 $9K 0.00% -125.0 -6.5% $5.03 +8.8%
1959 BIIB BIOGEN INC Healthcare 49.0 $9K 0.00% -36.0 -42.4% $183.33 +7.8%
1960 MOO VANECK ETF TRUST 105.0 $9K 0.00% -1K -93.3% $85.27 -6.1%
Page 98 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%