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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 99 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1961 BEN FRANKLINRESOURCESINC Financial Services 500.0 $12K 0.00% NEW $23.89 +31.1%
1962 CHCO CITYHOLDINGCO Financial Services 100.0 $12K 0.00% NEW $119.20 +4.4%
1963 DGRE WISDOMTREETRUST 380.0 $12K 0.00% NEW $31.31 +28.1%
1964 XMHQ INVESCOEXCHANGETRADEDFDTR 116.0 $12K 0.00% NEW $102.41 +8.2%
1965 HENDERSONLANDDEVELOPMENT 3,285.0 $12K 0.00% NEW $3.61
1966 EASERIESTRUST 415.0 $12K 0.00% NEW $28.51
1967 EJAN INNOVATORETFSTRUST 350.0 $12K 0.00% NEW $33.79 +6.4%
1968 EAGG ISHARESTRUST 247.0 $12K 0.00% NEW $47.85 -0.8%
1969 PAGP PLAINSGPHOLDINGSLP Energy 617.0 $12K 0.00% NEW $19.14 +27.0%
1970 SU SUNCORENERGYINC Energy 265.0 $12K 0.00% NEW $44.36 +39.8%
1971 EMC GLOBALXFDS 381.0 $12K 0.00% NEW $30.74 +22.8%
1972 SIEMENSHEALTHINEERSAG 444.0 $12K 0.00% NEW $26.38
1973 BXMT BLACKSTONEMORTGAGETRUSTINC Real Estate 610.0 $12K 0.00% NEW $19.13 -4.6%
1974 CIK CREDITSUISSEASSETMGMT Financial Services 4,117.0 $12K 0.00% NEW $2.83 -10.6%
1975 FPF FIRSTTRUSTINTERMEDIATE Financial Services 625.0 $12K 0.00% NEW $18.64 -1.8%
1976 LYFT LYFTINC Technology 600.0 $12K 0.00% NEW $19.37 -26.9%
1977 GUT GABELLIUTILITYTR Financial Services 1,925.0 $12K 0.00% NEW $6.03 +3.9%
1978 MOS MOSAICCOMPANY Basic Materials 480.0 $12K 0.00% NEW $24.09 -1.0%
1979 KEY KEYCORPNEW Financial Services 560.0 $12K 0.00% NEW $20.64 +3.5%
1980 FIDU FIDELITYMSCIINDUSTRIALS 140.0 $12K 0.00% NEW $82.48 +14.3%
Page 99 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%