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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 99 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1961 CGNG CAPITAL GROUP NEW GEOGRAPHY 283.0 $9K 0.00% $31.57 +16.4%
1962 BNTX BIONTECH SE Healthcare 100.0 $9K 0.00% $88.88 +8.1%
1963 TTMI TTM TECHNOLOGIES INC Technology 91.0 $9K 0.00% NEW $97.42 +77.0%
1964 LRGF ISHARES TRUST 134.0 $9K 0.00% NEW $66.00 +15.6%
1965 HLN HALEON PLC Healthcare 882.0 $9K 0.00% $10.01 -8.4%
1966 CRITICAL METALS CORP 1,100.0 $9K 0.00% +200.0 +22.2% $7.94
1967 STC STEWART INFORMATION SERVICES Financial Services 141.0 $9K 0.00% $61.92 +6.5%
1968 GEL GENESIS ENERGY LP Energy 488.0 $9K 0.00% +121.0 +33.0% $17.83 -14.4%
1969 CLARKE INC 850.0 $9K 0.00% $10.20
1970 CON CONCENTRA GROUP HOLDINGS Healthcare 403.0 $9K 0.00% $21.45 +18.0%
1971 QQQE DIREXION SHARES ETF TRUST 87.0 $9K 0.00% $98.53 +20.4%
1972 ARKW ARK ETF TR 71.0 $9K 0.00% $120.61 +24.5%
1973 AGQI FIRST TRUST EXCHANGE TRADED 500.0 $9K 0.00% $17.03 +6.2%
1974 IVES WEDBUSH SERIES TRUST 300.0 $9K 0.00% $28.37 +38.6%
1975 YUMC YUM CHINA HOLDINGS INC Consumer Cyclical 174.0 $8K 0.00% $48.78 -10.8%
1976 BUXX EA SERIES TRUST 419.0 $8K 0.00% -224.0 -34.8% $20.24 -0.2%
1977 CTAS CINTAS CORP Industrials 50.0 $8K 0.00% +14.0 +38.9% $169.14 +2.1%
1978 GTLB GITLAB INC Technology 388.0 $8K 0.00% +168.0 +76.4% $21.64 +36.4%
1979 HARBOUR ENERGY PLC 2,200.0 $8K 0.00% $3.80
1980 ABB LTD 106.0 $8K 0.00% -17.0 -13.8% $78.70
Page 99 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%