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Portfolio (Quarterly) Guide ↗

OPPENHEIMER & CO INC

· CIK 0000822581
13F Portfolio $7.0B AUM 1,523 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1523 New
Page 7 of 77  ·  1,523 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 VTV VANGUARD INDEX FDS 66,317.0 $12.7M 0.18% NEW $190.99 +8.6%
122 PULS PGIM ETF TR 252,330.0 $12.5M 0.18% NEW $49.59 +0.1%
123 DIA SPDR DOW JONES INDL AVERAGE Financial Services 25,586.0 $12.3M 0.17% NEW $480.57 +3.4%
124 IWD ISHARES TR 58,280.0 $12.3M 0.17% NEW $210.34 +10.6%
125 CGGR CAPITAL GROUP GROWTH ETF 275,165.0 $12.2M 0.17% NEW $44.47 +2.6%
126 GD GENERAL DYNAMICS CORP Industrials 36,231.0 $12.2M 0.17% NEW $336.66 +1.9%
127 EMR EMERSON ELEC CO Industrials 91,825.0 $12.2M 0.17% NEW $132.72 -0.4%
128 XLV SELECT SECTOR SPDR TR 78,669.0 $12.2M 0.17% NEW $154.80 -5.9%
129 VXUS VANGUARD STAR FDS 160,680.0 $12.1M 0.17% NEW $75.44 +10.7%
130 CWB SPDR SERIES TRUST 134,364.0 $12.0M 0.17% NEW $89.20 +15.3%
131 NVO NOVO-NORDISK A S Healthcare 234,842.0 $11.9M 0.17% NEW $50.88 -13.0%
132 FBND FIDELITY MERRIMACK STR TR 255,705.0 $11.8M 0.17% NEW $46.04 -1.8%
133 NEAR ISHARES U S ETF TR 229,564.0 $11.7M 0.17% NEW $51.10 -1.0%
134 MO ALTRIA GROUP INC Consumer Defensive 202,292.0 $11.7M 0.17% NEW $57.66 +27.9%
135 CANADIAN PACIFIC KANSAS CITY 157,574.0 $11.6M 0.17% NEW $73.63
136 DE DEERE & CO Industrials 24,813.0 $11.6M 0.16% NEW $465.57 +21.2%
137 PM PHILIP MORRIS INTL INC Consumer Defensive 71,754.0 $11.5M 0.16% NEW $160.40 +19.4%
138 UPS UNITED PARCEL SERVICE INC Industrials 115,623.0 $11.5M 0.16% NEW $99.19 -3.7%
139 CG CARLYLE GROUP INC Financial Services 193,458.0 $11.4M 0.16% NEW $59.11 -21.2%
140 IVW ISHARES TR 92,711.0 $11.4M 0.16% NEW $123.26 +10.2%
Page 7 of 77  ·  1,523 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Financial Services 18.5%
Industrials 11.0%
Communication Services 10.4%
Healthcare 9.6%
Consumer Cyclical 6.5%
Energy 5.4%
Consumer Defensive 5.0%
Utilities 2.7%
Basic Materials 2.2%