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Portfolio (Quarterly) Guide ↗

SANDERS MORRIS HARRIS LLC

· CIK 0001053994
13F Portfolio $631M AUM 297 positions Filed Apr 9, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 12 Added 2 Reduced 9 Exited
Page 13 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 WASH WASHINGTON TR BANCORP INC Financial Services 6,115.0 $205K 0.03% NEW $33.46 -4.1%
242 CRCL CIRCLE INTERNET GROUP INC Financial Services 2,100.0 $200K 0.03% NEW $95.41 +9.2%
243 KOS KOSMOS ENERGY LTD Energy 71,000.0 $197K 0.03% NEW $2.78 +2.5%
244 SGMO SANGAMO THERAPEUTICS INC Healthcare 668,000.0 $165K 0.03% NEW $0.25 -25.0%
245 TIC TIC SOLUTIONS INC Industrials 25,000.0 $164K 0.03% NEW $6.58 +28.4%
246 F FORD MTR CO Consumer Cyclical 14,000.0 $162K 0.03% NEW $11.54 +32.8%
247 BHC BAUSCH HEALTH COS INC Healthcare 28,975.0 $156K 0.03% NEW $5.40 +0.0%
248 AVO MISSION PRODUCE INC Consumer Defensive 10,000.0 $138K 0.02% NEW $13.76 -15.3%
249 AOMR ANGEL OAK MORTGAGE REIT INC Real Estate 16,000.0 $132K 0.02% NEW $8.22 -0.6%
250 NMFC NEW MTN FIN CORP Financial Services 16,375.0 $127K 0.02% NEW $7.76 +3.0%
251 KURA KURA ONCOLOGY INC Healthcare 14,900.0 $121K 0.02% NEW $8.13 +28.0%
252 NAC NUVEEN CA DIVI ADV MUN Financial Services 10,000.0 $116K 0.02% NEW $11.65 +1.8%
253 SEVN SEVEN HILLS REALTY TRUST Real Estate 14,000.0 $115K 0.02% NEW $8.22 +3.8%
254 IMMUNITYBIO INC 15,000.0 $115K 0.02% NEW $7.67
255 RCKT ROCKET PHARMACEUTICALS INC Healthcare 27,709.0 $99K 0.02% NEW $3.58 -16.2%
256 PGEN PRECIGEN INC Healthcare 25,000.0 $97K 0.01% NEW $3.87 +9.6%
257 SOUN SOUNDHOUND AI INC Technology 12,500.0 $86K 0.01% NEW $6.87 +18.3%
258 VSTS VESTIS CORPORATION Industrials 10,460.0 $82K 0.01% NEW $7.86 +49.4%
259 EP EMPIRE PETE CORP Energy 24,854.0 $74K 0.01% NEW $2.96 -7.8%
260 OPUS GENETICS INC 12,000.0 $55K 0.01% NEW $4.55
Page 13 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.6%
Financial Services 27.3%
Energy 13.0%
Healthcare 7.9%
Industrials 6.3%
Communication Services 5.3%
Consumer Cyclical 4.6%
Consumer Defensive 4.4%
Basic Materials 0.9%
Utilities 0.6%