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Portfolio (Quarterly) Guide ↗

SANDERS MORRIS HARRIS LLC

· CIK 0001053994
13F Portfolio $631M AUM 297 positions Filed Apr 9, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 12 Added 2 Reduced 9 Exited
Page 6 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 GD GENERAL DYNAMICS CORP Industrials 3,400.0 $1.2M 0.18% NEW $343.22 +0.4%
102 ARKK ARK ETF TR 17,025.0 $1.2M 0.18% NEW $67.59 +14.3%
103 PCT PURECYCLE TECHNOLOGIES INC Industrials 215,009.0 $1.1M 0.18% NEW $5.19 +136.4%
104 PG PROCTER & GAMBLE CO Consumer Defensive 7,684.0 $1.1M 0.18% NEW $144.44 -1.0%
105 KR KROGER CO Consumer Defensive 15,000.0 $1.1M 0.17% NEW $72.36 -10.8%
106 BLK BLACKROCK INC Financial Services 1,125.0 $1.1M 0.17% NEW $961.71 +12.0%
107 HPK HIGHPEAK ENERGY INC Energy 155,182.0 $1.1M 0.17% NEW $6.90 +2.3%
108 TRGP TARGA RES CORP Energy 4,200.0 $1.1M 0.17% NEW $250.73 +7.6%
109 IGV ISHARES TR 67,233.0 $1.0M 0.17% NEW $15.51 +506.4%
110 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 3,150.0 $1.0M 0.17% NEW $330.87 -10.7%
111 RMD RESMED INC Healthcare 4,600.0 $1.0M 0.16% NEW $224.48 -7.4%
112 AXP AMERICAN EXPRESS CO Financial Services 3,388.0 $1.0M 0.16% NEW $302.48 +2.7%
113 VZ VERIZON COMMUNICATIONS INC Communication Services 20,270.0 $1.0M 0.16% NEW $50.20 -3.7%
114 AN AUTONATION INC Consumer Cyclical 5,000.0 $976K 0.15% NEW $195.26 -1.8%
115 KNSL KINSALE CAP GROUP INC Financial Services 2,850.0 $974K 0.15% NEW $341.66 -8.7%
116 EA ELECTRONIC ARTS INC Communication Services 4,760.0 $970K 0.15% NEW $203.87 -1.3%
117 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 4,860.0 $960K 0.15% NEW $197.50 +11.7%
118 ASTS AST SPACEMOBILE INC Technology 11,474.0 $951K 0.15% NEW $82.87 +44.4%
119 CI THE CIGNA GROUP Healthcare 3,493.0 $932K 0.15% NEW $266.75 +5.3%
120 CSX CSX CORP Industrials 22,500.0 $924K 0.15% NEW $41.05 +13.5%
Page 6 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.6%
Financial Services 27.3%
Energy 13.0%
Healthcare 7.9%
Industrials 6.3%
Communication Services 5.3%
Consumer Cyclical 4.6%
Consumer Defensive 4.4%
Basic Materials 0.9%
Utilities 0.6%