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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 11 of 14  ·  274 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 DIVO AMPLIFY ETF TR 11,959.0 $536K 0.01% +3K +29.2% $44.85 +1.4%
202 ROST ROSS STORES INC Consumer Cyclical 2,475.0 $536K 0.01% +17.0 +0.7% $216.63 -1.8%
203 VPU VANGUARD WORLD FD 2,705.0 $536K 0.01% +16.0 +0.6% $198.13 -3.1%
204 FXU FIRST TR EXCHANGE-TRADED FD 10,461.0 $519K 0.01% +132.0 +1.3% $49.59 -2.7%
205 EFA ISHARES TR 5,309.0 $516K 0.01% +2K +85.8% $97.13 +4.9%
206 SYK STRYKER CORPORATION Healthcare 1,518.0 $499K 0.01% +46.0 +3.1% $328.59 -3.3%
207 MUB ISHARES TR 4,698.0 $499K 0.01% +30.0 +0.6% $106.14 -0.4%
208 VT VANGUARD INTL EQUITY INDEX F 3,571.0 $494K 0.01% +20.0 +0.6% $138.33 +10.3%
209 DUK DUKE ENERGY CORP NEW Utilities 3,770.0 $494K 0.01% +158.0 +4.4% $130.94 -4.9%
210 SBUX STARBUCKS CORP Consumer Cyclical 5,450.0 $488K 0.01% +245.0 +4.7% $89.59 +18.7%
211 VCSH VANGUARD SCOTTSDALE FDS 6,033.0 $478K 0.01% +2K +68.3% $79.28 -0.8%
212 ESGE ISHARES INC 10,086.0 $459K 0.01% +652.0 +6.9% $45.47 +13.0%
213 MDLZ MONDELEZ INTL INC Consumer Defensive 7,948.0 $458K 0.01% +245.0 +3.2% $57.64 +6.3%
214 OKE ONEOK INC NEW Energy 5,048.0 $456K 0.01% +2K +78.4% $90.39 +5.4%
215 LDUR PIMCO ETF TR 4,750.0 $455K 0.01% +329.0 +7.4% $95.82 -0.6%
216 TBLU TORTOISE CAPITAL SERIES TRUS 8,970.0 $452K 0.01% +217.0 +2.5% $50.42 -2.4%
217 SCHW SCHWAB CHARLES CORP Financial Services 4,774.0 $449K 0.01% +541.0 +12.8% $93.97 -2.3%
218 BK BANK NEW YORK MELLON CORP Financial Services 3,780.0 $448K 0.01% +1K +43.6% $118.62 +14.9%
219 VDC VANGUARD WORLD FD 1,966.0 $442K 0.01% +117.0 +6.3% $224.57 +4.5%
220 QBUF INNOVATOR ETFS TRUST 15,094.0 $441K 0.01% +5K +49.5% $29.21 +4.6%
Page 11 of 14  ·  274 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%