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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 20 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 INTU INTUIT Technology 784.0 $519K 0.01% NEW $662.34 -40.7%
382 SYK STRYKER CORPORATION Healthcare 1,472.0 $518K 0.01% NEW $351.57 -12.7%
383 SPGP INVESCO EXCHANGE TRADED FD T 4,543.0 $517K 0.01% NEW $113.85 +2.2%
384 HON HONEYWELL INTL INC Industrials 2,646.0 $516K 0.01% NEW $195.07 +9.3%
385 TOTALENERGIES SE 7,855.0 $514K 0.01% NEW $65.42
386 SMTH ALPS ETF TR 19,695.0 $513K 0.01% NEW $26.07 -1.9%
387 ALB ALBEMARLE CORP Basic Materials 3,592.0 $508K 0.01% NEW $141.44 +24.3%
388 IJS ISHARES TR 4,448.0 $506K 0.01% NEW $113.73 +11.0%
389 VT VANGUARD INTL EQUITY INDEX F 3,551.0 $501K 0.01% NEW $141.04 +9.0%
390 MUB ISHARES TR 4,668.0 $500K 0.01% NEW $107.11 -1.0%
391 AVUV AMERICAN CENTY ETF TR 4,901.0 $500K 0.01% NEW $101.98 +16.1%
392 VPU VANGUARD WORLD FD 2,689.0 $498K 0.01% NEW $185.05 +2.8%
393 KLAC KLA CORP Technology 409.0 $497K 0.01% NEW $1214.65 +48.5%
394 CGDG CAPITAL GROUP DIVIDEND GROWE 13,787.0 $491K 0.01% NEW $35.64 +4.8%
395 KEY KEYCORP Financial Services 23,768.0 $491K 0.01% NEW $20.64 +1.9%
396 PPL PPL CORP Utilities 13,966.0 $489K 0.01% NEW $35.02 -0.4%
397 AFMC FIRST TR EXCHNG TRADED FD VI 14,071.0 $485K 0.01% NEW $34.47 +11.1%
398 ARKK ARK ETF TR 6,268.0 $482K 0.01% NEW $76.92 -3.1%
399 IWR ISHARES TR 4,977.0 $479K 0.01% NEW $96.28 +7.7%
400 IGRO ISHARES TR 5,671.0 $469K 0.01% NEW $82.77 +6.1%
Page 20 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%