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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 21 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 FXU FIRST TR EXCHANGE TRADED FD 10,329.0 $465K 0.01% NEW $45.01 +6.0%
402 SAP SAP SE Technology 1,880.0 $457K 0.01% NEW $242.87 -30.2%
403 BNDI NEOS ETF TRUST 9,529.0 $453K 0.01% NEW $47.56 -2.0%
404 HCI HCI GROUP INC Financial Services 2,350.0 $450K 0.01% NEW $191.69 -18.4%
405 OIH VANECK ETF TRUST 1,578.0 $449K 0.01% NEW $284.72 +59.4%
406 IGSB ISHARES TR 8,421.0 $445K 0.01% NEW $52.88 -1.2%
407 SMLF ISHARES TR 5,944.0 $445K 0.01% NEW $74.88 +9.2%
408 TBLU TORTOISE CAPITAL SERIES TRUS 8,753.0 $445K 0.01% NEW $50.81 -2.4%
409 ROST ROSS STORES INC Consumer Cyclical 2,458.0 $443K 0.01% NEW $180.12 +18.1%
410 LOW LOWES COS INC Consumer Cyclical 1,822.0 $439K 0.01% NEW $241.21 -9.4%
411 SBUX STARBUCKS CORP Consumer Cyclical 5,205.0 $438K 0.01% NEW $84.22 +26.8%
412 COP CONOCOPHILLIPS Energy 4,663.0 $437K 0.01% NEW $93.61 +30.8%
413 INTC INTEL CORP Technology 11,819.0 $436K 0.01% NEW $36.90 +194.8%
414 FXO FIRST TR EXCHANGE TRADED FD 7,168.0 $433K 0.01% NEW $60.35 -2.0%
415 IJT ISHARES TR 3,052.0 $431K 0.01% NEW $141.13 +12.5%
416 CARR CARRIER GLOBAL CORPORATION Industrials 8,106.0 $428K 0.01% NEW $52.84 +22.1%
417 FEX FIRST TR EXCHANGE-TRADED ALP 3,601.0 $427K 0.01% NEW $118.63 +9.2%
418 MGC VANGUARD WORLD FD 1,690.0 $424K 0.01% NEW $251.16 +8.3%
419 LDUR PIMCO ETF TR 4,421.0 $424K 0.01% NEW $95.94 -0.6%
420 DUK DUKE ENERGY CORP NEW Utilities 3,612.0 $423K 0.01% NEW $117.19 +3.2%
Page 21 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%