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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.0B AUM 948 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 605 New
Page 24 of 31  ·  605 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 QCOM QUALCOMM INC Technology 2,149.0 $368K 0.01% NEW $171.02 +17.8%
462 VFMV VANGUARD WELLINGTON FD 2,802.0 $365K 0.01% NEW $130.39 +7.3%
463 FYT FIRST TR EXCHANGE-TRADED ALP 6,444.0 $365K 0.01% NEW $56.69 +13.2%
464 CGMU CAPITAL GRP FIXED INCM ETF T 13,281.0 $364K 0.01% NEW $27.38 -0.6%
465 PRF INVESCO EXCHANGE TRADED FD T 7,721.0 $362K 0.01% NEW $46.92 +11.6%
466 SCHO SCHWAB STRATEGIC TR 14,820.0 $361K 0.01% NEW $24.37 -0.9%
467 SPYG SPDR SERIES TRUST 3,363.0 $359K 0.01% NEW $106.70 +10.2%
468 PAUG INNOVATOR ETFS TRUST 8,248.0 $357K 0.01% NEW $43.25 +4.1%
469 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 1,239.0 $356K 0.01% NEW $287.19 +10.1%
470 GSEW GOLDMAN SACHS ETF TR 4,156.0 $354K 0.01% NEW $85.12 +5.9%
471 ITW ILLINOIS TOOL WKS INC Industrials 1,434.0 $353K 0.01% NEW $246.31 +0.6%
472 GJAN FIRST TR EXCHNG TRADED FD VI 8,245.0 $353K 0.01% NEW $42.79 +4.1%
473 XSMO INVESCO EXCHANGE TRADED FD T 4,837.0 $348K 0.01% NEW $72.01 +16.8%
474 IEUR ISHARES TR 4,875.0 $346K 0.01% NEW $70.98 +4.7%
475 SPYV SPDR SERIES TRUST 6,064.0 $344K 0.01% NEW $56.81 +6.1%
476 XMVM INVESCO EXCHANGE TRADED FD T 5,358.0 $344K 0.01% NEW $64.16 +6.6%
477 EXC EXELON CORP Utilities 7,754.0 $338K 0.01% NEW $43.59 -0.5%
478 PHO INVESCO EXCHANGE TRADED FD T 4,795.0 $338K 0.01% NEW $70.41 -7.9%
479 GLW CORNING INC Technology 3,850.0 $337K 0.01% NEW $87.55 +119.1%
480 AXSM AXSOME THERAPEUTICS INC Healthcare 1,832.0 $335K 0.01% NEW $182.64 +24.5%
Page 24 of 31  ·  605 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.8%
Communication Services 13.6%
Financial Services 13.5%
Healthcare 9.8%
Consumer Cyclical 8.0%
Industrials 5.0%
Consumer Defensive 3.5%
Utilities 2.2%
Basic Materials 2.0%
Energy 0.9%