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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 5 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 VTIP VANGUARD MALVERN FDS 26,862.0 $1.3M 0.03% -450.0 -1.6% $49.95 +0.9%
82 ADVISORS INNER CIRCLE FD II 41,899.0 $1.3M 0.03% -11K -20.4% $31.16
83 IAU ISHARES GOLD TR Financial Services 14,722.0 $1.3M 0.03% -354.0 -2.4% $88.16 -3.0%
84 USFR WISDOMTREE TR 25,224.0 $1.3M 0.03% -13K -33.2% $50.34 +0.2%
85 RTX RTX CORPORATION Industrials 6,437.0 $1.2M 0.03% -758.0 -10.5% $192.90 -8.9%
86 ITA ISHARES TR 5,665.0 $1.2M 0.03% -639.0 -10.1% $218.75 -0.8%
87 TMO THERMO FISHER SCIENTIFIC INC Healthcare 2,514.0 $1.2M 0.03% -18K -87.6% $491.64 -8.8%
88 SCHP SCHWAB STRATEGIC TR 44,446.0 $1.2M 0.02% -2K -3.8% $26.61 +0.2%
89 IBIT ISHARES BITCOIN TRUST ETF Financial Services 30,752.0 $1.2M 0.02% -131K -81.0% $38.42 +16.7%
90 HDV ISHARES TR 8,551.0 $1.2M 0.02% -307.0 -3.5% $135.72 -79.9%
91 XLE SELECT SECTOR SPDR TR 18,542.0 $1.1M 0.02% -2K -10.4% $61.26 -2.9%
92 FNOV FIRST TR EXCHNG TRADED FD VI 21,082.0 $1.1M 0.02% -7K -24.8% $53.40 +8.1%
93 VEU VANGUARD INTL EQUITY INDEX F 14,728.0 $1.1M 0.02% -360.0 -2.4% $75.10 +7.9%
94 VOT VANGUARD INDEX FDS 4,228.0 $1.1M 0.02% -2K -30.5% $257.32 +11.0%
95 ASML ASML HLDG NV Technology 820.0 $1.1M 0.02% -63.0 -7.1% $1320.83 +13.7%
96 SGOV ISHARES TR 10,728.0 $1.1M 0.02% -15K -58.5% $100.66 -0.1%
97 KXI ISHARES TR 16,046.0 $1.1M 0.02% -168.0 -1.0% $67.01 +2.5%
98 FIW FIRST TR EXCHANGE-TRADED FD 9,592.0 $989K 0.02% -332.0 -3.4% $103.13 -2.9%
99 UNH UNITEDHEALTH GROUP INC Healthcare 3,435.0 $929K 0.02% -68.0 -1.9% $270.56 +47.5%
100 PEY INVESCO EXCHANGE TRADED FD T 42,661.0 $914K 0.02% -2K -4.9% $21.42 +0.8%
Page 5 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%