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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 14 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 1,753.0 $1.1M 0.02% NEW $616.83 +5.4%
262 SGOV ISHARES TR 10,728.0 $1.1M 0.02% -15K -58.5% $100.66 -0.1%
263 BAI BLACKROCK ETF TRUST 32,749.0 $1.1M 0.02% +15K +81.9% $32.95 +36.8%
264 IJH ISHARES TR 15,931.0 $1.1M 0.02% +1K +8.9% $67.53 +5.6%
265 KXI ISHARES TR 16,046.0 $1.1M 0.02% -168.0 -1.0% $67.01 +4.0%
266 VDE VANGUARD WORLD FD 6,173.0 $1.1M 0.02% +138.0 +2.3% $173.03 -0.9%
267 CGMS CAPITAL GRP FIXED INCM ETF T 39,177.0 $1.1M 0.02% +9K +31.9% $27.23 +0.1%
268 MUNI PIMCO ETF TR 20,155.0 $1.1M 0.02% +16K +411.9% $52.19 -0.5%
269 THRO BLACKROCK ETF TRUST 28,244.0 $1.0M 0.02% +14K +94.4% $36.22 +16.2%
270 SLV ISHARES SILVER TR Financial Services 15,000.0 $1.0M 0.02% +96.0 +0.6% $68.14 -2.7%
271 FDL FIRST TR EXCHANGE-TRADED FD 19,610.0 $996K 0.02% +125.0 +0.6% $50.80 -1.6%
272 FIW FIRST TR EXCHANGE-TRADED FD 9,592.0 $989K 0.02% -332.0 -3.4% $103.13 -3.1%
273 PSX PHILLIPS 66 Energy 5,412.0 $986K 0.02% +4K +199.3% $182.17 -2.2%
274 GEV GE VERNOVA INC Utilities 1,128.0 $985K 0.02% +14.0 +1.3% $872.78 +14.0%
275 RSPU INVESCO EXCHANGE TRADED FD T 12,021.0 $975K 0.02% +90.0 +0.8% $81.11 -4.4%
276 VBK VANGUARD INDEX FDS 3,215.0 $972K 0.02% $302.24 +9.5%
277 IFRA ISHARES TR 16,692.0 $955K 0.02% $57.20 +4.1%
278 NULV NUSHARES ETF TR 20,950.0 $953K 0.02% +2K +11.8% $45.50 +9.2%
279 VFMF VANGUARD WELLINGTON FD 6,139.0 $952K 0.02% $155.08 +8.2%
280 OIH VANECK ETF TRUST 2,336.0 $944K 0.02% +758.0 +48.0% $404.16 +12.0%
Page 14 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%