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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 16 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 HEFA ISHARES TR 19,466.0 $827K 0.02% +536.0 +2.8% $42.49 +5.1%
302 SPLV INVESCO EXCH TRADED FD TR II 11,267.0 $824K 0.02% -1K -9.3% $73.14 +0.2%
303 TLH ISHARES TR 8,170.0 $823K 0.02% +3K +53.7% $100.72 -3.0%
304 FV FIRST TR EXCHANGE TRADED FD 13,595.0 $822K 0.02% $60.44 +15.2%
305 SPYV SPDR SERIES TRUST 14,465.0 $818K 0.02% +8K +138.5% $56.58 +6.5%
306 NSC NORFOLK SOUTHN CORP Industrials 2,846.0 $817K 0.02% -332.0 -10.4% $287.00 +10.1%
307 IYW ISHARES TR 4,493.0 $815K 0.02% +813.0 +22.1% $181.42 +30.3%
308 VZ VERIZON COMMUNICATIONS INC Communication Services 16,147.0 $811K 0.02% +748.0 +4.9% $50.20 -7.6%
309 CGMU CAPITAL GRP FIXED INCM ETF T 29,848.0 $810K 0.02% +17K +124.7% $27.15 +0.2%
310 RXI ISHARES TR 4,343.0 $810K 0.02% $186.44 +4.9%
311 DVY ISHARES TR 5,339.0 $808K 0.02% +33.0 +0.6% $151.42 +0.7%
312 HTUS CAPITOL SER TR 20,981.0 $801K 0.02% -107.0 -0.5% $38.17 +13.3%
313 APP APPLOVIN CORP Technology 2,012.0 $801K 0.02% +578.0 +40.3% $397.92 +23.7%
314 LHX L3HARRIS TECHNOLOGIES INC Industrials 2,312.0 $798K 0.02% $345.14 -12.1%
315 SPYM SPDR SERIES TRUST 10,422.0 $798K 0.02% +3K +38.9% $76.54 +13.6%
316 IWF ISHARES TR 1,871.0 $798K 0.02% +28.0 +1.5% $426.36 -70.9%
317 MRK MERCK & CO INC Healthcare 6,629.0 $797K 0.02% -1K -15.8% $120.30 -7.4%
318 IGF ISHARES TR 11,860.0 $795K 0.02% -199.0 -1.6% $67.00 -0.5%
319 CGDG CAPITAL GROUP DIVIDEND GROWE 21,996.0 $790K 0.02% +8K +59.5% $35.90 +4.0%
320 TOTALENERGIES SE 8,666.0 $788K 0.02% +811.0 +10.3% $90.98
Page 16 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%