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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 20 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 DIA STATE STR SPDR DOW JONES IND Financial Services 1,302.0 $603K 0.01% -254.0 -16.3% $463.19 +7.3%
382 AIG AMERICAN INTL GROUP INC Financial Services 8,013.0 $603K 0.01% NEW $75.25 +4.1%
383 RPG INVESCO EXCHANGE TRADED FD T 12,898.0 $603K 0.01% $46.74 +19.7%
384 MGC VANGUARD WORLD FD 2,526.0 $597K 0.01% +836.0 +49.5% $236.38 +15.0%
385 KLAC KLA CORP Technology 404.0 $595K 0.01% -5.0 -1.2% $1472.41 +22.5%
386 CSCO CISCO SYS INC Technology 7,666.0 $595K 0.01% -1K -12.6% $77.58 +52.4%
387 VOOV VANGUARD ADMIRAL FDS INC 2,918.0 $595K 0.01% $203.80 +6.6%
388 DLS WISDOMTREE TR 7,255.0 $591K 0.01% $81.50 +6.6%
389 AMD ADVANCED MICRO DEVICES INC Technology 2,852.0 $580K 0.01% +119.0 +4.3% $203.43 +106.9%
390 CLSE TRUST FOR PROFESSIONAL MANAG 20,401.0 $574K 0.01% +11K +126.7% $28.14 +16.4%
391 EEMV ISHARES INC 8,774.0 $568K 0.01% -7K -44.1% $64.73 +10.2%
392 IWN ISHARES TR 2,967.0 $562K 0.01% $189.56 +8.7%
393 DDWM WISDOMTREE TR 12,667.0 $559K 0.01% $44.11 +4.5%
394 FEOE RBB FUND TRUST 11,071.0 $559K 0.01% NEW $50.46 +6.6%
395 PLTR PALANTIR TECHNOLOGIES INC Technology 3,807.0 $557K 0.01% +336.0 +9.7% $146.31 -8.4%
396 QTEC FIRST TR EXCHANGE-TRADED FD 2,566.0 $554K 0.01% +209.0 +8.9% $215.94 +33.9%
397 AFMC FIRST TR EXCHNG TRADED FD VI 15,448.0 $548K 0.01% +1K +9.8% $35.51 +7.9%
398 AVUV AMERICAN CENTY ETF TR 4,947.0 $546K 0.01% +46.0 +0.9% $110.47 +7.2%
399 SPYG SPDR SERIES TRUST 5,568.0 $545K 0.01% +2K +65.6% $97.91 +20.1%
400 TFC TRUIST FINL CORP Financial Services 11,858.0 $545K 0.01% $45.97 +2.2%
Page 20 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%