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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 23 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 BUFS FIRST TR EXCHNG TRADED FD VI 19,511.0 $450K 0.01% NEW $23.06 +4.8%
442 SCHW SCHWAB CHARLES CORP Financial Services 4,774.0 $449K 0.01% +541.0 +12.8% $93.97 -1.7%
443 BK BANK NEW YORK MELLON CORP Financial Services 3,780.0 $448K 0.01% +1K +43.6% $118.62 +15.1%
444 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 1,531.0 $445K 0.01% NEW $290.44 +1.5%
445 VDC VANGUARD WORLD FD 1,966.0 $442K 0.01% +117.0 +6.3% $224.57 +4.3%
446 QBUF INNOVATOR ETFS TRUST 15,094.0 $441K 0.01% +5K +49.5% $29.21 +4.7%
447 FEX FIRST TR EXCHANGE-TRADED ALP 3,604.0 $439K 0.01% $121.92 +6.3%
448 BUFZ FIRST TR EXCHNG TRADED FD VI 16,705.0 $439K 0.01% NEW $26.27 +5.2%
449 IJT ISHARES TR 3,028.0 $438K 0.01% -24.0 -0.8% $144.72 +9.7%
450 LOW LOWES COS INC Consumer Cyclical 1,848.0 $437K 0.01% +26.0 +1.4% $236.29 -7.7%
451 XLY SELECT SECTOR SPDR TR 4,002.0 $436K 0.01% -1K -27.2% $108.98 +6.7%
452 LIN LINDE PLC Basic Materials 879.0 $436K 0.01% NEW $495.91 +3.0%
453 OPLN OPENLANE INC Consumer Cyclical 14,732.0 $429K 0.01% NEW $29.15 +20.2%
454 IGRO ISHARES TR 5,120.0 $429K 0.01% -551.0 -9.7% $83.77 +4.8%
455 VFMV VANGUARD WELLINGTON FD 3,185.0 $424K 0.01% +383.0 +13.7% $133.24 +4.8%
456 CRBG COREBRIDGE FINL INC Financial Services 17,680.0 $422K 0.01% NEW $23.86 +15.5%
457 SPMO INVESCO EXCH TRADED FD TR II 3,737.0 $419K 0.01% +2K +104.0% $112.11 +26.1%
458 BSX BOSTON SCIENTIFIC CORP Healthcare 6,628.0 $416K 0.01% -73K -91.7% $62.75 -10.9%
459 SMLF ISHARES TR 5,424.0 $409K 0.01% -520.0 -8.8% $75.49 +8.3%
460 FEM FIRST TR EXCH TRD ALPHDX FD 13,648.0 $409K 0.01% $29.95 +7.1%
Page 23 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%