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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $4.9B AUM 1,014 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 64 New 274 Added 207 Reduced 22 Exited
Page 30 of 33  ·  646 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 JCI JOHNSON CONTROLS INTERNATION Industrials 1,863.0 $244K 0.01% -855.0 -31.5% $130.95 +4.9%
582 UNP UNION PAC CORP Industrials 1,001.0 $243K 0.01% -10.0 -1.0% $242.62 +13.4%
583 MDT MEDTRONIC PLC Healthcare 2,799.0 $243K 0.01% +208.0 +8.0% $86.64 -10.8%
584 GRPM INVESCO EXCHANGE TRADED FD T 2,030.0 $240K 0.01% +57.0 +2.9% $118.23 +5.4%
585 RWJ INVESCO EXCH TRADED FD TR II 4,748.0 $240K 0.01% $50.48 +5.5%
586 ROK ROCKWELL AUTOMATION INC Industrials 667.0 $240K 0.01% +4.0 +0.6% $359.11 +21.5%
587 WSM WILLIAMS SONOMA INC Consumer Cyclical 1,313.0 $239K 0.01% $182.33 -7.2%
588 INTC INTEL CORP Technology 5,424.0 $239K 0.01% -6K -54.1% $44.13 +145.1%
589 FGD FIRST TR EXCHANGE-TRADED FD 7,411.0 $237K 0.01% +158.0 +2.2% $31.93 +5.0%
590 AXON AXON ENTERPRISE INC Industrials 549.0 $233K 0.01% +22.0 +4.2% $424.69 -7.6%
591 ISCF ISHARES TR 5,572.0 $233K 0.01% $41.79 +5.5%
592 HIG HARTFORD INSURANCE GROUP INC Financial Services 1,716.0 $232K 0.01% -62.0 -3.5% $135.23 +1.0%
593 ARCC ARES CAPITAL CORP Financial Services 12,877.0 $232K 0.01% +189.0 +1.5% $18.02 +3.1%
594 IDMO INVESCO EXCH TRADED FD TR II 4,226.0 $232K 0.01% +378.0 +9.8% $54.84 +6.4%
595 MMIT NEW YORK LIFE INVTS ACTIVE E 9,541.0 $230K 0.01% NEW $24.11 -0.0%
596 ISRG INTUITIVE SURGICAL INC Healthcare 498.0 $230K 0.01% +72.0 +16.9% $460.99 -4.6%
597 WMG WARNER MUSIC GROUP CORP Communication Services 8,965.0 $229K 0.01% NEW $25.54 +35.3%
598 RFV INVESCO EXCHANGE TRADED FD T 1,746.0 $227K 0.01% +9.0 +0.5% $129.99 +3.6%
599 THO THOR INDS INC Consumer Cyclical 2,840.0 $227K 0.01% NEW $79.89 -7.6%
600 TOWN TOWNEBANK PORTSMOUTH VA Financial Services 6,727.0 $226K 0.01% $33.67 +1.7%
Page 30 of 33  ·  646 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 27.9%
Technology 22.1%
Communication Services 11.6%
Healthcare 9.9%
Industrials 9.0%
Consumer Cyclical 7.5%
Consumer Defensive 5.3%
Utilities 3.2%
Basic Materials 1.3%
Energy 1.3%