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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 16 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 GSK GSK PLC Healthcare 73,324.0 $3.6M 0.02% +494.0 +0.7% $49.04 +1.3%
302 ALL ALLSTATE CORP Financial Services 17,120.0 $3.6M 0.02% +1K +7.2% $208.16 +4.4%
303 SGDM SPROTT ETF TRUST 50,735.0 $3.5M 0.02% +24K +90.6% $69.63 +3.7%
304 MP MP MATERIALS CORP Basic Materials 69,429.0 $3.5M 0.02% +49K +240.8% $50.52 +21.3%
305 FLAGSTAR BANK NATIONAL ASSO 277,250.0 $3.5M 0.02% +21K +8.2% $12.59
306 BROS DUTCH BROS INC Consumer Cyclical 56,830.0 $3.5M 0.02% +5K +10.4% $61.22 -13.9%
307 EMLP FIRST TR EXCHANGE-TRADED FD 91,582.0 $3.5M 0.02% +5K +6.2% $37.87 +16.2%
308 CTVA CORTEVA INC Basic Materials 51,476.0 $3.5M 0.02% +672.0 +1.3% $67.03 +22.6%
309 STPZ PIMCO ETF TR 63,400.0 $3.4M 0.02% +6K +11.3% $53.66 +0.7%
310 SDY SPDR SERIES TRUST 24,298.0 $3.4M 0.02% +283.0 +1.2% $139.16 +6.2%
311 FDN FIRST TR EXCHANGE-TRADED FD 12,416.0 $3.3M 0.02% +504.0 +4.2% $269.18 +0.5%
312 FLOT ISHARES TR 65,017.0 $3.3M 0.02% +1K +2.3% $50.86 +0.2%
313 VOX VANGUARD WORLD FD 17,005.0 $3.3M 0.02% +8K +98.4% $193.64 +1.8%
314 TEVA TEVA PHARMACEUTICAL INDS LT Healthcare 104,920.0 $3.3M 0.02% +14K +15.2% $31.21 +9.9%
315 DDWM WISDOMTREE TR 75,148.0 $3.3M 0.02% +3K +3.6% $43.54 +5.9%
316 SLYG SPDR SERIES TRUST 34,731.0 $3.3M 0.02% +3K +10.6% $94.19 +12.5%
317 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 99,054.0 $3.3M 0.02% +69K +232.2% $33.02 +4.5%
318 JSMD JANUS DETROIT STR TR 40,079.0 $3.3M 0.02% +30K +304.6% $81.56 +11.0%
319 SNPS SYNOPSYS INC Technology 6,943.0 $3.3M 0.02% +1K +21.5% $469.72 +7.0%
320 CCK CROWN HLDGS INC Consumer Cyclical 31,611.0 $3.3M 0.02% +888.0 +2.9% $102.97 -5.6%
Page 16 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%