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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 18 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 AFLG FIRST TR EXCHNG TRADED FD V 70,305.0 $2.7M 0.02% +1K +1.7% $39.10 +9.9%
342 BEAM BEAM THERAPEUTICS INC Healthcare 98,883.0 $2.7M 0.02% +4K +4.5% $27.72 -3.3%
343 LPX LOUISIANA PAC CORP Basic Materials 33,575.0 $2.7M 0.02% +1K +3.5% $80.76 -13.5%
344 IRM IRON MTN INC DEL Real Estate 32,649.0 $2.7M 0.02% +3K +9.3% $82.95 +50.8%
345 FLXR TCW ETF TRUST 68,092.0 $2.7M 0.02% +2K +3.7% $39.60 -1.4%
346 SCZ ISHARES TR 34,476.0 $2.7M 0.02% +211.0 +0.6% $77.53 +9.1%
347 APOS APOLLO GLOBAL MGMT INC Financial Services 18,373.0 $2.7M 0.02% +3K +21.5% $144.77 -82.1%
348 SPHQ INVESCO EXCHANGE TRADED FD 35,327.0 $2.7M 0.02% +3K +10.9% $75.05 +10.1%
349 OMF ONEMAIN HLDGS INC Financial Services 38,889.0 $2.6M 0.02% +5K +13.1% $67.55 -20.8%
350 HBAN HUNTINGTON BANCSHARES INC Financial Services 151,156.0 $2.6M 0.02% +29K +23.9% $17.35 -11.2%
351 SGDJ SPROTT ETF TRUST 31,082.0 $2.6M 0.02% +19K +160.8% $84.13 +5.1%
352 QQQX NUVEEN NASDAQ 100 DYNAMIC OV C Financial Services 91,531.0 $2.6M 0.02% +5K +5.5% $28.52 +4.7%
353 BTZ BLACKROCK CR ALLOCATION INCO C Financial Services 238,778.0 $2.6M 0.02% +31K +14.9% $10.83 -8.7%
354 CCI CROWN CASTLE INC Real Estate 28,879.0 $2.6M 0.02% +3K +10.7% $88.87 +1.2%
355 HYLS FIRST TR EXCHANGE-TRADED FD 60,802.0 $2.5M 0.02% +9K +18.2% $41.86 -2.4%
356 FCT FIRST TR SR FLTG RATE INCOM Financial Services 252,303.0 $2.5M 0.02% +8K +3.1% $10.07 -3.0%
357 VTIP VANGUARD MALVERN FDS 51,348.0 $2.5M 0.02% +4K +8.8% $49.46 +1.8%
358 IWS ISHARES TR 17,849.0 $2.5M 0.01% +6K +48.0% $141.06 +10.2%
359 KEY KEYCORP Financial Services 121,926.0 $2.5M 0.01% +20K +19.9% $20.64 +1.9%
360 AMT AMERICAN TOWER CORP NEW Real Estate 14,186.0 $2.5M 0.01% +174.0 +1.2% $175.58 +1.0%
Page 18 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%