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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 19 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 FROG JFROG LTD Technology 39,776.0 $2.5M 0.01% +6K +17.9% $62.46 +5.9%
362 UCON FIRST TR EXCHNG TRADED FD V 98,559.0 $2.5M 0.01% +8K +8.3% $25.17 -1.6%
363 XLY SELECT SECTOR SPDR TR 20,744.0 $2.5M 0.01% +11K +123.4% $119.41 -2.6%
364 BOTZ GLOBAL X FDS 67,762.0 $2.5M 0.01% +55K +444.4% $36.23 +9.9%
365 OPPJ WISDOMTREE TR 52,408.0 $2.4M 0.01% +4K +7.9% $46.40 +28.7%
366 SPRX LISTED FDS TR 63,144.0 $2.4M 0.01% +17K +36.3% $38.50 +21.6%
367 URA GLOBAL X FDS 56,280.0 $2.4M 0.01% +34K +150.1% $42.73 +13.9%
368 HERD PACER FDS TR 55,168.0 $2.4M 0.01% +15K +38.9% $43.46 +9.3%
369 DELL DELL TECHNOLOGIES INC Technology 19,035.0 $2.4M 0.01% +6K +46.6% $125.88 +92.3%
370 CAG CONAGRA BRANDS INC Consumer Defensive 138,238.0 $2.4M 0.01% +30K +27.4% $17.31 -20.3%
371 VRTX VERTEX PHARMACEUTICALS INC Healthcare 5,251.0 $2.4M 0.01% +154.0 +3.0% $453.36 -3.6%
372 TTWO TAKE-TWO INTERACTIVE SOFTWA Communication Services 9,273.0 $2.4M 0.01% +1K +18.5% $256.03 -5.3%
373 SPLV INVESCO EXCH TRADED FD TR I 33,236.0 $2.4M 0.01% +734.0 +2.3% $71.42 +2.6%
374 CBOE CBOE GLOBAL MKTS INC Financial Services 9,417.0 $2.4M 0.01% +721.0 +8.3% $251.00 +45.9%
375 EMXC ISHARES INC 32,449.0 $2.4M 0.01% +4K +12.6% $72.68 +28.7%
376 BLV VANGUARD BD INDEX FDS 33,864.0 $2.4M 0.01% +3K +11.2% $69.52 -3.5%
377 EFG ISHARES TR 20,511.0 $2.3M 0.01% +133.0 +0.7% $113.92 +4.5%
378 NVO NOVO-NORDISK A S Healthcare 45,631.0 $2.3M 0.01% +5K +13.4% $50.88 -12.1%
379 RJF RAYMOND JAMES FINL INC Financial Services 14,393.0 $2.3M 0.01% +9K +168.4% $160.59 -4.0%
380 NDAQ NASDAQ INC Financial Services 23,756.0 $2.3M 0.01% +14K +152.0% $97.13 -6.2%
Page 19 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%