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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 21 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 VIRTUS EQUITY & CONV INCM F 79,938.0 $2.0M 0.01% +9K +13.5% $24.92
402 HOOD ROBINHOOD MKTS INC Financial Services 17,575.0 $2.0M 0.01% +3K +22.0% $113.10 -31.8%
403 PULS PGIM ETF TR 39,850.0 $2.0M 0.01% +6K +16.1% $49.59 +0.1%
404 SHAK SHAKE SHACK INC Consumer Cyclical 24,276.0 $2.0M 0.01% +13K +115.5% $81.17 -25.6%
405 ELV ELEVANCE HEALTH INC FORMERL Healthcare 5,620.0 $2.0M 0.01% +231.0 +4.3% $350.56 +12.0%
406 JAVA J P MORGAN EXCHANGE TRADED 27,225.0 $2.0M 0.01% +623.0 +2.3% $71.72 +5.6%
407 VEEV VEEVA SYS INC Healthcare 8,742.0 $2.0M 0.01% +433.0 +5.2% $223.23 -30.0%
408 NLR VANECK ETF TRUST 15,654.0 $1.9M 0.01% +6K +61.9% $124.20 +2.7%
409 DHS WISDOMTREE TR 18,762.0 $1.9M 0.01% +2K +13.5% $101.82 +9.6%
410 ES EVERSOURCE ENERGY Utilities 27,893.0 $1.9M 0.01% +764.0 +2.8% $67.33 -0.2%
411 TMDX TRANSMEDICS GROUP INC Healthcare 15,334.0 $1.9M 0.01% +83.0 +0.5% $121.65 -48.0%
412 BMNR BITMINE IMMERSION TECNOLOGI Financial Services 68,659.0 $1.9M 0.01% +35K +106.6% $27.15 -31.0%
413 VST VISTRA CORP Utilities 11,327.0 $1.8M 0.01% +3K +29.7% $161.34 -13.4%
414 GH GUARDANT HEALTH INC Healthcare 17,852.0 $1.8M 0.01% +2K +12.7% $102.14 -7.1%
415 ICSH ISHARES TR 35,961.0 $1.8M 0.01% +2K +4.7% $50.58 -0.1%
416 SHLD GLOBAL X FDS 27,959.0 $1.8M 0.01% +1K +4.5% $64.79 -1.8%
417 CRH PLC 14,503.0 $1.8M 0.01% +3K +21.1% $124.80
418 AMRIZE LTD 33,079.0 $1.8M 0.01% +913.0 +2.8% $54.08
419 DBA INVESCO DB MULTI-SECTOR COM Financial Services 70,014.0 $1.8M 0.01% +28K +67.1% $25.52 +10.5%
420 DNP DNP SELECT INCOME FD INC Financial Services 176,847.0 $1.8M 0.01% +6K +3.4% $9.99 +6.3%
Page 21 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%