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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 18 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 JEPQ J P MORGAN EXCHANGE TRADED F 99,196.0 $5.7M 0.04% NEW $57.52 +3.8%
342 HTGC HERCULES CAPITAL INC Financial Services 300,139.0 $5.7M 0.04% NEW $18.91 -18.6%
343 MINT PIMCO ETF TR 56,149.0 $5.7M 0.04% NEW $100.69 -0.1%
344 CMCSA COMCAST CORP NEW Communication Services 179,913.0 $5.7M 0.04% NEW $31.42 -20.3%
345 AXON AXON ENTERPRISE INC Industrials 7,848.0 $5.6M 0.04% NEW $717.64 -45.5%
346 PPG PPG INDS INC Basic Materials 53,462.0 $5.6M 0.04% NEW $105.11 -4.5%
347 DLR DIGITAL RLTY TR INC Real Estate 32,410.0 $5.6M 0.04% NEW $172.88 +9.0%
348 FIRST TR HIGH YIELD OPPRT 20 382,097.0 $5.5M 0.04% NEW $14.49
349 BNDX VANGUARD CHARLOTTE FDS 111,598.0 $5.5M 0.04% NEW $49.46 -3.8%
350 SPG SIMON PPTY GROUP INC NEW Real Estate 29,268.0 $5.5M 0.04% NEW $187.67 +6.0%
351 PGR PROGRESSIVE CORP Financial Services 22,219.0 $5.5M 0.04% NEW $246.96 -17.5%
352 NOC NORTHROP GRUMMAN CORP Industrials 9,005.0 $5.5M 0.04% NEW $609.34 -9.3%
353 ALC ALCON AG Healthcare 73,535.0 $5.5M 0.04% NEW $74.51 -11.0%
354 CI THE CIGNA GROUP Healthcare 18,968.0 $5.5M 0.04% NEW $288.26 -1.7%
355 JBL JABIL INC Technology 24,763.0 $5.4M 0.03% NEW $217.18 +53.6%
356 AGX ARGAN INC Industrials 19,897.0 $5.4M 0.03% NEW $270.05 +140.5%
357 BLUE OWL CAPITAL CORPORATION 419,398.0 $5.4M 0.03% NEW $12.77
358 CEG CONSTELLATION ENERGY CORP Utilities 16,233.0 $5.3M 0.03% NEW $329.08 -21.4%
359 IUSG ISHARES TR 32,345.0 $5.3M 0.03% NEW $164.54 +11.9%
360 URI UNITED RENTALS INC Industrials 5,549.0 $5.3M 0.03% NEW $954.70 -2.9%
Page 18 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%