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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 25 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 IVE ISHARES TR 16,443.0 $3.4M 0.02% NEW $206.52 +8.7%
482 TRV TRAVELERS COMPANIES INC Financial Services 12,159.0 $3.4M 0.02% NEW $279.23 +9.6%
483 CTAS CINTAS CORP Industrials 16,522.0 $3.4M 0.02% NEW $205.26 -15.0%
484 SDY SPDR SERIES TRUST 24,015.0 $3.4M 0.02% NEW $140.05 +5.5%
485 FDN FIRST TR EXCHANGE-TRADED FD 11,912.0 $3.3M 0.02% NEW $279.84 -4.4%
486 AVDE AMERICAN CENTY ETF TR 42,172.0 $3.3M 0.02% NEW $78.90 +13.0%
487 EMLP FIRST TR EXCHANGE-TRADED FD 86,256.0 $3.3M 0.02% NEW $38.29 +15.8%
488 FTGC FIRST TR EXCHANGE TRAD FD VI 127,493.0 $3.3M 0.02% NEW $25.90 +16.1%
489 MKTX MARKETAXESS HLDGS INC Financial Services 18,835.0 $3.3M 0.02% NEW $174.25 -19.0%
490 QGRO AMERICAN CENTY ETF TR 28,652.0 $3.3M 0.02% NEW $114.40 -3.1%
491 EFAV ISHARES TR 38,345.0 $3.3M 0.02% NEW $84.83 +8.0%
492 FLOT ISHARES TR 63,557.0 $3.2M 0.02% NEW $51.09 -0.2%
493 B BARRICK MNG CORP Basic Materials 97,714.0 $3.2M 0.02% NEW $32.77 +20.5%
494 FTA FIRST TR EXCHANGE-TRADED ALP 38,259.0 $3.2M 0.02% NEW $83.33 +11.6%
495 MKL MARKEL GROUP INC Financial Services 1,662.0 $3.2M 0.02% NEW $1911.36 -2.4%
496 SKYY FIRST TR EXCHANGE TRADED FD 23,614.0 $3.2M 0.02% NEW $134.42 -4.7%
497 NEM NEWMONT CORP Basic Materials 37,626.0 $3.2M 0.02% NEW $84.31 +30.3%
498 QINT AMERICAN CENTY ETF TR 51,518.0 $3.2M 0.02% NEW $61.35 +12.0%
499 FDUS FIDUS INVT CORP Financial Services 155,751.0 $3.2M 0.02% NEW $20.26 -7.9%
500 GSK GSK PLC Healthcare 72,830.0 $3.1M 0.02% NEW $43.16 +16.4%
Page 25 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%