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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 29 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 PDP INVESCO EXCHANGE TRADED FD T 22,264.0 $2.6M 0.02% NEW $118.06 +17.0%
562 TXUE THORNBURG ETF TR 86,145.0 $2.6M 0.02% NEW $30.39 +12.8%
563 FLXR TCW ETF TRUST 65,684.0 $2.6M 0.02% NEW $39.80 -1.8%
564 RDVI FIRST TR EXCHANGE-TRADED FD 101,011.0 $2.6M 0.02% NEW $25.85 +6.0%
565 FPE FIRST TR EXCH TRADED FD III 142,893.0 $2.6M 0.02% NEW $18.24 -1.4%
566 WTW WILLIS TOWERS WATSON PLC LTD Financial Services 7,502.0 $2.6M 0.02% NEW $345.45 -26.4%
567 LNG CHENIERE ENERGY INC Energy 11,002.0 $2.6M 0.02% NEW $235.00 +5.0%
568 GII SPDR INDEX SHS FDS 37,084.0 $2.6M 0.02% NEW $69.59 +9.6%
569 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 415,209.0 $2.6M 0.02% NEW $6.20 -37.1%
570 CLX CLOROX CO DEL Consumer Defensive 20,611.0 $2.5M 0.02% NEW $123.30 -24.9%
571 GLAD GLADSTONE CAPITAL CORP Financial Services 115,951.0 $2.5M 0.02% NEW $21.87 -13.2%
572 J P MORGAN EXCHANGE TRADED F 53,213.0 $2.5M 0.02% NEW $47.61
573 SOXX ISHARES TR 9,343.0 $2.5M 0.02% NEW $271.13 +91.9%
574 CCI CROWN CASTLE INC Real Estate 26,093.0 $2.5M 0.02% NEW $96.49 -4.0%
575 TY TRI CONTL CORP Financial Services 73,911.0 $2.5M 0.02% NEW $34.00 +0.9%
576 TPL TEXAS PACIFIC LAND CORPORATI Energy 2,675.0 $2.5M 0.02% NEW $933.64 -57.7%
577 CAVA CAVA GROUP INC Consumer Cyclical 41,296.0 $2.5M 0.02% NEW $60.41 +33.3%
578 VTR VENTAS INC Real Estate 35,566.0 $2.5M 0.02% NEW $69.99 +26.2%
579 VEEV VEEVA SYS INC Healthcare 8,309.0 $2.5M 0.02% NEW $297.91 -45.2%
580 MET METLIFE INC Financial Services 30,030.0 $2.5M 0.02% NEW $82.37 -1.6%
Page 29 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%