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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 33 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 APOS APOLLO GLOBAL MGMT INC Financial Services 15,124.0 $2.0M 0.01% NEW $133.27 -80.4%
642 MBB ISHARES TR 21,154.0 $2.0M 0.01% NEW $95.15 -1.3%
643 JHMM JOHN HANCOCK EXCHANGE TRADED 31,025.0 $2.0M 0.01% NEW $64.69 +11.3%
644 BSMY INVESCO EXCH TRD SLF IDX FD 82,208.0 $2.0M 0.01% NEW $24.33 -0.7%
645 VRTX VERTEX PHARMACEUTICALS INC Healthcare 5,097.0 $2.0M 0.01% NEW $391.64 +9.9%
646 CANADIAN PACIFIC KANSAS CITY 26,746.0 $2.0M 0.01% NEW $74.49
647 CAG CONAGRA BRANDS INC Consumer Defensive 108,520.0 $2.0M 0.01% NEW $18.31 -26.9%
648 IBB ISHARES TR 13,701.0 $2.0M 0.01% NEW $144.38 +17.1%
649 DFSU DIMENSIONAL ETF TRUST 46,117.0 $2.0M 0.01% NEW $42.47 +8.0%
650 EMXC ISHARES INC 28,819.0 $1.9M 0.01% NEW $67.51 +41.6%
651 DOCS DOXIMITY INC Healthcare 26,551.0 $1.9M 0.01% NEW $73.15 -73.5%
652 OMF ONEMAIN HLDGS INC Financial Services 34,385.0 $1.9M 0.01% NEW $56.46 -4.8%
653 PTLC PACER FDS TR 35,328.0 $1.9M 0.01% NEW $54.76 +5.5%
654 ES EVERSOURCE ENERGY Utilities 27,129.0 $1.9M 0.01% NEW $71.14 -2.1%
655 VIS VANGUARD WORLD FD 6,512.0 $1.9M 0.01% NEW $296.32 +12.5%
656 KEY KEYCORP Financial Services 101,684.0 $1.9M 0.01% NEW $18.69 +15.0%
657 ATO ATMOS ENERGY CORP Utilities 11,130.0 $1.9M 0.01% NEW $170.75 +3.9%
658 ED CONSOLIDATED EDISON INC Utilities 18,889.0 $1.9M 0.01% NEW $100.52 +6.8%
659 BHP BHP GROUP LTD Basic Materials 33,793.0 $1.9M 0.01% NEW $55.75 +52.4%
660 SHLD GLOBAL X FDS 26,742.0 $1.9M 0.01% NEW $70.24 -8.4%
Page 33 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%