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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 39 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 ARKG ARK ETF TR 50,112.0 $1.4M 0.01% NEW $27.77 +9.9%
762 CG CARLYLE GROUP INC Financial Services 22,132.0 $1.4M 0.01% NEW $62.70 -28.0%
763 HSBC HSBC HLDGS PLC Financial Services 19,354.0 $1.4M 0.01% NEW $70.98 +29.7%
764 ISCV ISHARES TR 20,613.0 $1.4M 0.01% NEW $66.64 +11.2%
765 TAGG T ROWE PRICE ETF INC 31,737.0 $1.4M 0.01% NEW $43.06 -2.0%
766 MP MP MATERIALS CORP Basic Materials 20,372.0 $1.4M 0.01% NEW $67.07 -7.9%
767 OPPE WISDOMTREE TR 27,837.0 $1.4M 0.01% NEW $48.88 +17.9%
768 PFXF VANECK ETF TRUST 76,481.0 $1.4M 0.01% NEW $17.77 +3.7%
769 KTB KONTOOR BRANDS INC Consumer Cyclical 17,009.0 $1.4M 0.01% NEW $79.77 -13.0%
770 PAGP PLAINS GP HLDGS L P Energy 74,076.0 $1.4M 0.01% NEW $18.24 +39.9%
771 ITB ISHARES TR 12,511.0 $1.3M 0.01% NEW $107.25 -15.3%
772 USA LIBERTY ALL STAR EQUITY FD Financial Services 210,859.0 $1.3M 0.01% NEW $6.34 -8.8%
773 SRLN SSGA ACTIVE ETF TR 32,095.0 $1.3M 0.01% NEW $41.58 -2.6%
774 FDT FIRST TR EXCH TRD ALPHDX FD 17,661.0 $1.3M 0.01% NEW $75.37 +28.8%
775 VIOG VANGUARD ADMIRAL FDS INC 10,924.0 $1.3M 0.01% NEW $121.76 +13.4%
776 MUB ISHARES TR 12,428.0 $1.3M 0.01% NEW $106.50 -0.4%
777 TOST TOAST INC Technology 36,183.0 $1.3M 0.01% NEW $36.51 -36.1%
778 ZETA ZETA GLOBAL HOLDINGS CORP Technology 66,462.0 $1.3M 0.01% NEW $19.87 -7.7%
779 STWD STARWOOD PPTY TR INC Real Estate 67,950.0 $1.3M 0.01% NEW $19.37 -11.5%
780 ARLO ARLO TECHNOLOGIES INC Industrials 77,459.0 $1.3M 0.01% NEW $16.95 -24.9%
Page 39 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%