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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 46 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 BK BANK NEW YORK MELLON CORP Financial Services 8,507.0 $927K 0.01% NEW $108.97 +25.9%
902 RJF RAYMOND JAMES FINL INC Financial Services 5,362.0 $925K 0.01% NEW $172.60 -12.5%
903 EOI EATON VANCE ENHANCED EQUITY Financial Services 43,905.0 $922K 0.01% NEW $21.00 -6.2%
904 GVAL CAMBRIA ETF TR 31,296.0 $915K 0.01% NEW $29.23 +21.0%
905 WAFD WAFD INC Financial Services 30,184.0 $914K 0.01% NEW $30.29 +15.1%
906 DYNF BLACKROCK ETF TRUST 15,435.0 $914K 0.01% NEW $59.20 +12.0%
907 LQD ISHARES TR 8,177.0 $912K 0.01% NEW $111.47 -3.2%
908 MRSH MARSH & MCLENNAN COS INC Financial Services 4,514.0 $910K 0.01% NEW $201.55 -17.6%
909 PCG PG&E CORP Utilities 60,295.0 $909K 0.01% NEW $15.08 +8.8%
910 GFI GOLD FIELDS LTD Basic Materials 21,660.0 $909K 0.01% NEW $41.96 -3.4%
911 AJG GALLAGHER ARTHUR J & CO Financial Services 2,930.0 $908K 0.01% NEW $309.74 -34.3%
912 XBI SPDR SERIES TRUST 9,033.0 $905K 0.01% NEW $100.21 +31.4%
913 VYMI VANGUARD WHITEHALL FDS 10,648.0 $902K 0.01% NEW $84.68 +17.9%
914 PPL PPL CORP Utilities 24,129.0 $897K 0.01% NEW $37.16 -5.1%
915 QMOM EA SERIES TRUST 13,884.0 $895K 0.01% NEW $64.44 +19.1%
916 SPYM SPDR SERIES TRUST 11,328.0 $887K 0.01% NEW $78.34 +11.4%
917 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 29,821.0 $883K 0.01% NEW $29.62 +16.1%
918 PDEX PRO-DEX INC COLO Healthcare 26,073.0 $883K 0.01% NEW $33.85 +87.5%
919 CIM CHIMERA INVT CORP Real Estate 66,571.0 $880K 0.01% NEW $13.22 -1.7%
920 GNRC GENERAC HLDGS INC Industrials 5,249.0 $879K 0.01% NEW $167.40 +45.7%
Page 46 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%