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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 57 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 ISHARES TR 21,806.0 $509K 0.00% NEW $23.36
1122 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 26,350.0 $508K 0.00% NEW $19.29 +3.4%
1123 FAB FIRST TR EXCHANGE-TRADED ALP 5,795.0 $506K 0.00% NEW $87.26 +10.2%
1124 ROBT FIRST TR EXCHANGE TRADED FD 9,548.0 $505K 0.00% NEW $52.89 +2.1%
1125 PFS PROVIDENT FINL SVCS INC Financial Services 26,010.0 $501K 0.00% NEW $19.28 +14.8%
1126 DFCF DIMENSIONAL ETF TRUST 11,714.0 $501K 0.00% NEW $42.76 -2.1%
1127 SYFI AB ACTIVE ETFS INC 13,851.0 $500K 0.00% NEW $36.13 -1.3%
1128 NULG NUSHARES ETF TR 5,027.0 $500K 0.00% NEW $99.45 +10.4%
1129 IHI ISHARES TR 8,320.0 $500K 0.00% NEW $60.08 -15.9%
1130 NUSC NUSHARES ETF TR 11,330.0 $500K 0.00% NEW $44.10 +9.5%
1131 CGMM CAPITAL GROUP EQUITY ETF TR 17,582.0 $499K 0.00% NEW $28.39 +9.5%
1132 MDXG MIMEDX GROUP INC Healthcare 71,500.0 $499K 0.00% NEW $6.98 -46.2%
1133 VFLO VICTORY PORTFOLIOS II 13,296.0 $499K 0.00% NEW $37.50 +14.3%
1134 MSI MOTOROLA SOLUTIONS INC Technology 1,086.0 $497K 0.00% NEW $457.41 -13.5%
1135 SWK STANLEY BLACK & DECKER INC Industrials 6,580.0 $489K 0.00% NEW $74.34 +1.6%
1136 ECG EVERUS CONSTR GROUP Industrials 5,692.0 $488K 0.00% NEW $85.75 +72.3%
1137 RQI COHEN & STEERS QUALITY INCOM Financial Services 39,046.0 $487K 0.00% NEW $12.47 +6.0%
1138 VCLT VANGUARD SCOTTSDALE FDS 6,261.0 $486K 0.00% NEW $77.66 -4.9%
1139 CWT CALIFORNIA WTR SVC GROUP Utilities 10,547.0 $484K 0.00% NEW $45.89 -6.2%
1140 MC MOELIS & CO Financial Services 6,766.0 $483K 0.00% NEW $71.32 -10.3%
Page 57 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%