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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 64 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1261 REGN REGENERON PHARMACEUTICALS Healthcare 610.0 $343K 0.00% NEW $562.27 +12.0%
1262 IJT ISHARES TR 2,416.0 $342K 0.00% NEW $141.53 +11.2%
1263 SYM SYMBOTIC INC Industrials 6,332.0 $341K 0.00% NEW $53.90 -12.7%
1264 AGNC AGNC INVT CORP Real Estate 34,777.0 $340K 0.00% NEW $9.79 +3.5%
1265 IMCV ISHARES TR 4,202.0 $338K 0.00% NEW $80.36 +9.4%
1266 LVS LAS VEGAS SANDS CORP Consumer Cyclical 6,273.0 $337K 0.00% NEW $53.79 -6.7%
1267 FDS FACTSET RESH SYS INC Financial Services 1,173.0 $336K 0.00% NEW $286.58 -21.7%
1268 LEU CENTRUS ENERGY CORP Energy 1,084.0 $336K 0.00% NEW $310.07 -44.2%
1269 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 23,764.0 $336K 0.00% NEW $14.12 -10.0%
1270 UEC URANIUM ENERGY CORP Energy 25,148.0 $335K 0.00% NEW $13.34 -1.0%
1271 MATX MATSON INC Industrials 3,380.0 $333K 0.00% NEW $98.59 +86.9%
1272 DAVE INC 1,668.0 $333K 0.00% NEW $199.35
1273 SOXQ INVESCO EXCH TRADED FD TR II 6,600.0 $331K 0.00% NEW $50.12 +77.6%
1274 ISCG ISHARES TR 6,060.0 $329K 0.00% NEW $54.31 +9.2%
1275 BUI BLACKROCK UTILS INFRASTRUCTU Financial Services 12,574.0 $329K 0.00% NEW $26.17 +4.9%
1276 MUNI PIMCO ETF TR 6,291.0 $329K 0.00% NEW $52.28 -0.7%
1277 XMMO INVESCO EXCHANGE TRADED FD T 2,393.0 $324K 0.00% NEW $135.23 +17.6%
1278 SMMV ISHARES TR 7,511.0 $323K 0.00% NEW $43.05 +3.5%
1279 MCN XAI MADISON EQUITY PREMIUM I Financial Services 52,360.0 $323K 0.00% NEW $6.17 -5.5%
1280 WSM WILLIAMS SONOMA INC Consumer Cyclical 1,640.0 $321K 0.00% NEW $195.45 -13.5%
Page 64 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%