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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 14 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 THR THERMON GROUP HLDGS INC Industrials 28,678.0 $1.1M 0.01% -381.0 -1.3% $37.16 +75.5%
262 BKH BLACK HILLS CORP Utilities 15,327.0 $1.1M 0.01% -796.0 -4.9% $69.42 +6.6%
263 CUBE CUBESMART Real Estate 29,099.0 $1.0M 0.01% -1K -4.7% $36.05 +6.4%
264 KKR KKR & CO INC Financial Services 8,192.0 $1.0M 0.01% -90.0 -1.1% $127.49 -23.9%
265 FCVT FIRST TR EXCHANGE-TRADED FD 24,262.0 $1.0M 0.01% -2K -6.2% $43.03 +17.0%
266 XBI SPDR SERIES TRUST 8,552.0 $1.0M 0.01% -481.0 -5.3% $121.94 +4.7%
267 CPRT COPART INC Industrials 26,613.0 $1.0M 0.01% -1K -5.2% $39.15 -17.5%
268 EXC EXELON CORP Utilities 23,875.0 $1.0M 0.01% -2K -6.5% $43.59 -0.5%
269 YUMC YUM CHINA HLDGS INC Consumer Cyclical 21,613.0 $1.0M 0.01% -500.0 -2.3% $47.74 -4.7%
270 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 188,272.0 $1.0M 0.01% -227K -54.7% $5.47 -24.1%
271 ESGU ISHARES TR 6,882.0 $1.0M 0.01% -763.0 -10.0% $148.98 +7.9%
272 STLD STEEL DYNAMICS INC Basic Materials 6,049.0 $1.0M 0.01% -967.0 -13.8% $169.46 +35.3%
273 SON SONOCO PRODS CO Consumer Cyclical 23,044.0 $1.0M 0.01% -2K -6.6% $43.64 +7.0%
274 TLT ISHARES TR 11,523.0 $1.0M 0.01% -2K -13.0% $87.17 -4.1%
275 GOVT ISHARES TR 43,547.0 $1.0M 0.01% -942.0 -2.1% $23.03 -2.0%
276 KIM KIMCO RLTY CORP Real Estate 49,201.0 $997K 0.01% -456.0 -0.9% $20.27 +13.5%
277 DFIV DIMENSIONAL ETF TRUST 19,883.0 $992K 0.01% -993.0 -4.8% $49.90 +11.0%
278 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 10,923.0 $982K 0.01% -1K -9.9% $89.92 -6.9%
279 EDOW FIRST TR EXCHANGE-TRADED FD 23,753.0 $981K 0.01% -308.0 -1.3% $41.30 +4.3%
280 FIBK FIRST INTST BANCSYSTEM INC Financial Services 28,186.0 $975K 0.01% -3K -10.8% $34.60 -1.5%
Page 14 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%