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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 16 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 WDC WESTERN DIGITAL CORP Technology 4,930.0 $849K 0.01% -142.0 -2.8% $172.27 +179.8%
302 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 1,365.0 $824K 0.01% -28.0 -2.0% $603.41 +9.1%
303 PPL PPL CORP Utilities 23,448.0 $821K 0.01% -681.0 -2.8% $35.02 -0.4%
304 APH AMPHENOL CORP NEW Technology 6,042.0 $817K 0.01% -361.0 -5.6% $135.16 -9.9%
305 APP APPLOVIN CORP Technology 1,200.0 $809K 0.01% -932.0 -43.7% $673.82 -26.9%
306 PFO FLAHERTY & CRUMRINE PFD INC Financial Services 85,496.0 $808K 0.01% -3K -2.9% $9.45 -4.1%
307 VTEB VANGUARD MUN BD FDS 16,046.0 $807K 0.01% -295.0 -1.8% $50.29 -0.9%
308 PGX INVESCO EXCH TRADED FD TR I 70,802.0 $796K 0.01% -2K -3.1% $11.24 -2.0%
309 VCV INVESCO CALIF VALUE MUN INC Financial Services 71,316.0 $794K 0.01% -4K -5.3% $11.13 -5.3%
310 TEQI T ROWE PRICE ETF INC 17,535.0 $792K 0.01% -345.0 -1.9% $45.17 +8.5%
311 FLQM FRANKLIN TEMPLETON ETF TR 14,050.0 $790K 0.01% -396.0 -2.7% $56.26 -0.7%
312 CTAS CINTAS CORP Industrials 4,131.0 $777K 0.01% -12K -75.0% $188.08 -10.5%
313 IXN ISHARES TR 7,384.0 $775K 0.01% -319.0 -4.1% $105.01 +24.7%
314 FFOG FRANKLIN TEMPLETON ETF TR 16,365.0 $766K 0.01% -18K -52.0% $46.79 +4.5%
315 BANK AMERICA CORP 611.0 $765K 0.01% -125.0 -17.0% $1252.00
316 OHI OMEGA HEALTHCARE INVS INC Real Estate 16,720.0 $741K 0.01% -105.0 -0.6% $44.34 +6.7%
317 IUSV ISHARES TR 7,183.0 $737K 0.01% -523.0 -6.8% $102.55 +6.1%
318 WSBC WESBANCO INC Financial Services 22,065.0 $733K 0.00% -574.0 -2.5% $33.24 -0.5%
319 VMC VULCAN MATLS CO Basic Materials 2,543.0 $725K 0.00% -26.0 -1.0% $285.23 -6.1%
320 PEBO PEOPLES BANCORP INC Financial Services 24,046.0 $722K 0.00% -311.0 -1.3% $30.03 +10.0%
Page 16 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%