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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 16 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 INTU INTUIT Technology 10,691.0 $7.1M 0.04% $662.47 -39.1%
302 ASML ASML HOLDING N V Technology 6,589.0 $7.0M 0.04% +395.0 +6.4% $1069.94 +36.4%
303 FXL FIRST TR EXCHANGE TRADED FD 41,832.0 $7.0M 0.04% -252.0 -0.6% $168.28 +13.0%
304 PFF ISHARES TR 227,221.0 $7.0M 0.04% +2K +0.9% $30.96 +0.0%
305 AFL AFLAC INC Financial Services 63,646.0 $7.0M 0.04% +28K +77.3% $110.27 +7.4%
306 MOAT VANECK ETF TRUST 67,559.0 $7.0M 0.04% -1K -1.6% $103.56 -3.7%
307 AWR AMER STATES WTR CO Utilities 96,169.0 $7.0M 0.04% +2K +2.5% $72.48 +4.2%
308 ISHARES TR 153,171.0 $7.0M 0.04% -954.0 -0.6% $45.45
309 LMBS FIRST TR EXCHANGE-TRADED FD 138,106.0 $6.9M 0.04% +3K +1.9% $49.99 -0.7%
310 FERG FERGUSON ENTERPRISES INC Industrials 30,983.0 $6.9M 0.04% +15K +89.6% $222.63 -1.2%
311 BOXX EA SERIES TRUST 59,606.0 $6.9M 0.04% +4K +6.6% $115.10 +1.5%
312 XLF SELECT SECTOR SPDR TR 125,137.0 $6.9M 0.04% +10K +8.9% $54.77 -6.7%
313 LVHI LEGG MASON ETF INVT 185,656.0 $6.8M 0.04% +10K +5.8% $36.82 +12.2%
314 DEM WISDOMTREE TR 145,050.0 $6.8M 0.04% +8K +5.6% $46.71 +12.9%
315 MTUM ISHARES TR 26,827.0 $6.7M 0.04% +964.0 +3.7% $250.31 +16.9%
316 SLB SLB LIMITED Energy 174,926.0 $6.7M 0.04% +38K +27.4% $38.38 +48.9%
317 ADI ANALOG DEVICES INC Technology 24,748.0 $6.7M 0.04% +15K +161.3% $271.20 +52.8%
318 ET ENERGY TRANSFER L P Energy 405,267.0 $6.7M 0.04% -5K -1.2% $16.49 +22.4%
319 GDX VANECK ETF TRUST 77,884.0 $6.7M 0.04% -19K -19.5% $85.77 -2.3%
320 SPSM SPDR SERIES TRUST 142,121.0 $6.7M 0.04% $46.86 +10.6%
Page 16 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%