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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 21 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 DFAC DIMENSIONAL ETF TRUST 119,626.0 $4.7M 0.03% -2K -1.7% $39.59 +9.5%
402 TRGP TARGA RES CORP Energy 25,637.0 $4.7M 0.03% +21K +499.6% $184.50 +46.7%
403 TEL TE CONNECTIVITY PLC Technology 20,722.0 $4.7M 0.03% -509.0 -2.4% $227.52 -11.5%
404 RDNT RADNET INC Healthcare 65,575.0 $4.7M 0.03% -3K -4.4% $71.35 -24.0%
405 B BARRICK MNG CORP Basic Materials 106,570.0 $4.6M 0.03% +9K +9.1% $43.55 -5.3%
406 AXON AXON ENTERPRISE INC Industrials 8,163.0 $4.6M 0.03% +315.0 +4.0% $567.93 -31.4%
407 AGX ARGAN INC Industrials 14,782.0 $4.6M 0.03% -5K -25.7% $313.32 +105.7%
408 FXU FIRST TR EXCHANGE TRADED FD 102,899.0 $4.6M 0.03% +1K +1.2% $45.01 +7.7%
409 NEM NEWMONT CORP Basic Materials 46,379.0 $4.6M 0.03% +9K +23.3% $99.85 +8.5%
410 FPX FIRST TR EXCHANGE-TRADED FD 28,282.0 $4.6M 0.03% +2K +7.7% $163.59 +15.1%
411 ICE INTERCONTINENTAL EXCHANGE I Financial Services 28,322.0 $4.6M 0.03% $161.96 -6.5%
412 JPEF J P MORGAN EXCHANGE TRADED 61,332.0 $4.6M 0.03% +2K +2.6% $74.69 +6.7%
413 XSOE WISDOMTREE TR 117,180.0 $4.6M 0.03% -649.0 -0.6% $39.02 +20.4%
414 OTIS OTIS WORLDWIDE CORP Industrials 52,074.0 $4.5M 0.03% -2K -3.7% $87.35 -18.0%
415 PPG PPG INDS INC Basic Materials 44,076.0 $4.5M 0.03% -9K -17.6% $102.46 +1.9%
416 URI UNITED RENTALS INC Industrials 5,546.0 $4.5M 0.03% $809.36 +15.7%
417 DVY ISHARES TR 31,786.0 $4.5M 0.03% +5K +16.6% $141.14 +9.2%
418 IEMG ISHARES INC 66,242.0 $4.5M 0.03% +2K +3.2% $67.22 +19.9%
419 FPF FIRST TR INTER DURATN PFD & Financial Services 235,642.0 $4.4M 0.03% +11K +4.9% $18.64 -3.9%
420 ISHARES TR 190,610.0 $4.4M 0.03% -22K -10.4% $22.87
Page 21 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%