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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 31 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 13,005.0 $2.3M 0.01% NEW $178.73 -26.5%
602 EFG ISHARES TR 20,378.0 $2.3M 0.01% NEW $113.89 +6.6%
603 MRNA MODERNA INC Healthcare 89,821.0 $2.3M 0.01% NEW $25.83 +83.0%
604 DOW DOW INC Basic Materials 100,192.0 $2.3M 0.01% NEW $22.93 +56.6%
605 BEAM BEAM THERAPEUTICS INC Healthcare 94,630.0 $2.3M 0.01% NEW $24.27 +14.0%
606 BTZ BLACKROCK CR ALLOCATION INCO Financial Services 207,772.0 $2.3M 0.01% NEW $11.05 -9.3%
607 UCON FIRST TR EXCHNG TRADED FD VI 90,985.0 $2.3M 0.01% NEW $25.19 -1.7%
608 HL HECLA MNG CO Basic Materials 188,468.0 $2.3M 0.01% NEW $12.10 +43.0%
609 GRID FIRST TR EXCHANGE TRADED FD 15,009.0 $2.3M 0.01% NEW $151.08 +26.4%
610 KNGZ FIRST TR EXCHANGE TRADED FD 63,102.0 $2.3M 0.01% NEW $35.81 +10.4%
611 PNR PENTAIR PLC Industrials 20,277.0 $2.2M 0.01% NEW $110.76 -33.0%
612 VONV VANGUARD SCOTTSDALE FDS 25,057.0 $2.2M 0.01% NEW $89.37 +15.2%
613 NVO NOVO-NORDISK A S Healthcare 40,234.0 $2.2M 0.01% NEW $55.49 -20.0%
614 VNQ VANGUARD INDEX FDS 24,378.0 $2.2M 0.01% NEW $91.42 +5.7%
615 XLY SELECT SECTOR SPDR TR 9,285.0 $2.2M 0.01% NEW $239.64 -50.5%
616 XEL XCEL ENERGY INC Utilities 27,522.0 $2.2M 0.01% NEW $80.65 -1.0%
617 HROW HARROW INC Healthcare 45,580.0 $2.2M 0.01% NEW $48.18 -31.6%
618 CEVA CEVA INC Technology 82,849.0 $2.2M 0.01% NEW $26.41 +45.6%
619 BRO BROWN & BROWN INC Financial Services 23,070.0 $2.2M 0.01% NEW $93.79 -37.6%
620 HYLS FIRST TR EXCHANGE-TRADED FD 51,431.0 $2.2M 0.01% NEW $42.05 -3.2%
Page 31 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%